William Moniz
Professional summary
William Moniz JR., who also goes by William Moniz Jr, Bill Monz, William Moniz, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Orlando, Florida and TRUIST INVESTMENT SERVICES, INC. located in Orlando, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. William has worked at 10 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Moniz JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2017 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 7455 Chancellor Drive Suite - Cac South, Orlando, FL 32809April 12, 2017 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 7455 Chancellor Dr, Orlando, FL 32809November 28, 2012 - February 9, 2016
PNC WEALTH MANAGEMENT LLC
November 23, 2012 - February 9, 2016
PNC WEALTH MANAGEMENT LLC
January 12, 2010 - November 13, 2012
BB&T INVESTMENT SERVICES, INC.
January 4, 2010 - November 13, 2012
BB&T INVESTMENT SERVICES, INC.
May 2, 2009 - December 22, 2009
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - December 22, 2009
CHASE INVESTMENT SERVICES CORP.
July 31, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
June 21, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
June 16, 2003 - January 24, 2005
WAMU INVESTMENTS, INC.
March 3, 2003 - June 12, 2003
ALLSTATE FINANCIAL SERVICES, LLC
June 28, 2001 - March 11, 2003
WAMU INVESTMENTS, INC.
November 15, 2000 - May 25, 2001
MM ASCEND LIFE INVESTOR SERVICES, LLC
April 20, 1999 - November 13, 2000
THE HUNTINGTON INVESTMENT COMPANY
September 30, 1998 - February 10, 1999
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/4/2017)
(6/4/2018)
(6/1/2018)
(6/4/2018)
(6/1/2018)
(6/20/2018)
(6/1/2018)
(6/20/2018)
(4/14/2017)
(6/21/2017)
(7/6/2017)
(6/28/2017)
(8/2/2018)
(6/1/2018)
(6/1/2018)
(6/1/2018)
(6/4/2018)
(6/19/2018)
(7/18/2018)
(6/4/2018)
(6/4/2018)
(4/13/2017)
(7/19/2018)
(6/27/2018)
(6/3/2018)
(6/1/2018)
(6/1/2018)
(6/27/2018)
(6/15/2018)
(6/14/2018)
(7/16/2018)
(6/1/2018)
(6/1/2018)
(4/17/2017)
(6/1/2018)
(6/1/2018)
(6/4/2018)
(6/1/2018)
(6/1/2018)
(6/4/2018)
(5/11/2017)
(6/1/2018)
(6/21/2017)
(6/1/2018)
(6/4/2018)
(6/6/2018)
(4/19/2017)
(6/1/2018)
(6/6/2018)
(6/1/2018)
(6/13/2018)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
