LL
Larry D. Little
HUNTLEIGH ADVISORS
DWIGHT, IL 60420
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CRD#: 310906
LL
Professional summary
Larry David Little is a registered financial advisor currently at HUNTLEIGH ADVISORS, INC. located in Dwight, Illinois and HUNTLEIGH SECURITIES CORPORATION located in St. Louis, Missouri.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Larry has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) PLANNING ASSOCIATES/PRESIDENT SINCE 10/1976; INSURANCE SALES. DWIGHT, IL; NON SECURITIES RELATED; (2) PRESIDENT AND SOLE OWNER OF ILLINOIS CHARITY AUCTIONS, LIMITED SINCE MARCH 1, 2010. NOT INVESTMENT RELATED, TAKING APPROXIMATELY 10% OF REGULAR WORK TIME, SETTING UP CHARITABLE AUCTIONS FOR 501C3 CHARITIES; 611 N. FRANKLIN, DWIGHT, IL 60420; (3) OWNER OF PROPERTY AT 108 E. MAIN, DWIGHT IL 60420 SINCE JUNE 2006--NON INVESTMENT RELATED--RECEIVE RENTAL INCOME, AND SPEND LESS THAN 1 HOUR PER MONTH ON PROPERTY UPKEEP; (4) K.W. CHAMBERS & CO.; ST. LOUIS, MO; INSURANCE SALES; TIME: 5-10 HOURS PER WEEK; (5) HUNTLEIGH ADVISORS, INC.; INVESTMENT-RELATED; SEC REGISTERED INVESTMENT ADVISOR; ST. LOUIS, MO; ADVISOR REPRESENTATIVE; TIME 10-20 HOURS PER WEEK; (6) TRIPS FOR CHARITIES; NOT INVESTMENT-RELATED; DWIGHT,IL; TRAVEL PLANNING; OWNER; TIME: 8-10 HOURS PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Larry David Little's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2021 - Present
HUNTLEIGH ADVISORS, INC.
Office #1: 108 East Main Street, Dwight, IL 60420RIA
CRD#: 113412
DWIGHT, IL
Current
September 21, 2017 - Present
HUNTLEIGH SECURITIES CORPORATION
Office #1: 7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105Office #2: 108 East Main Street, Dwight, IL 60420BD
CRD#: 7456
St. Louis, MO
Past
November 23, 1997 - March 28, 2023
DATATEX INVESTMENT SERVICES INC
RIA
CRD#: 105440
DWIGHT, IL
Past
December 8, 1986 - April 26, 1988
CNL, INC.
BD
CRD#: 15820
Past
October 21, 1983 - January 14, 1987
SBL PLANNING, INC.
BD
CRD#: 4315
Past
December 15, 1981 - January 12, 1987
SECURITY DISTRIBUTORS
BD
CRD#: 3336
Past
May 8, 1973 - January 27, 2025
K. W. CHAMBERS & CO.
BD
CRD#: 1432
CLAYTON, MO
Past
August 23, 1972 - June 3, 1973
BUSH AND COMPANY INCORPORATED
BD
CRD#: 1360
Past
October 7, 1971 - October 11, 1972
VAS-CO MONEY MANAGEMENT PLANS, INC.
BD
CRD#: 3846
Past
July 22, 1969 - November 6, 1971
THE STEADMAN CORPORATION OF AMERICA
BD
CRD#: 826
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HUNTLEIGH ADVISORS, INC.
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
CRD#: 113412 / SEC#: 801-62677
RIA
Registered Investment Advisory firm - (1/22/2004 Approved)Illinois
Registered Investment Advisory firm - (5/7/2004 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(1/12/2021)
RR
Arizona(3/5/2021)
RR
Arkansas(3/3/2021)
RR
California(10/20/2025)
RR
Florida(3/3/2021)
RR
Illinois(9/21/2017)
IAR
Illinois(1/7/2021)
RR
Indiana(7/7/2021)
RR
Iowa(3/4/2021)
RR
Kansas(6/12/2023)
IAR
Kentucky(1/7/2021)
RR
Kentucky(3/15/2021)
RR
Michigan(5/17/2023)
IAR
Michigan(5/23/2024)
RR
Mississippi(3/3/2021)
RR
Missouri(9/21/2017)
IAR
New Hampshire(1/14/2021)
RR
New Hampshire(3/3/2021)
RR
Ohio(3/3/2021)
RR
Oklahoma(3/3/2021)
RR
Pennsylvania(12/20/2017)
RR
South Carolina(9/7/2022)
RR
South Dakota(3/8/2021)
RR
Texas(3/2/2021)
RR
Washington(4/4/2022)
RR
Wisconsin(3/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/16/1969
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HUNTLEIGH ADVISORS, INC.
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
CRD#: 113412 / SEC#: 801-62677
RIA
Registered Investment Advisory firm - (1/22/2004 Approved)Illinois
Registered Investment Advisory firm - (5/7/2004 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105
Mailing Address
Phone number
(314) 236-2400
Established
Firm type
Fiscal year end
# of Employees
55
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 626,466,687 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
