Veronica D. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Veronica Diane Lee, who also goes by Veronica Lee, Veronica Diane Paredes, was a registered financial professional .
Veronica is a previously registered financial professional and started their career in finance in 1998. Veronica had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2023 - September 13, 2024
FLEXPATH STRATEGIES
August 1, 2014 - April 22, 2017
KESTRA INVESTMENT SERVICES, LLC
October 25, 2005 - July 18, 2023
WEALTHSPIRE RETIREMENT ADVISORY
December 8, 2004 - July 22, 2014
FINANCIAL TELESIS INC
June 8, 2001 - December 7, 2004
PRINCIPAL SECURITIES, INC.
December 14, 1998 - November 15, 2000
ONE ORCHARD EQUITIES, INC.
Primary Firm SEC Registration
FLEXPATH STRATEGIES
CRD#: 174306 / SEC#: 801-80914
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FLEXPATH STRATEGIES
CRD#: 174306 / SEC#: 801-80914
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 905 |
| AUM (Assets Under Management) | $ 79,850,427,347 |
Red Flags
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