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Shlomo Strugano
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CRD#: 3108780
SS
Professional summary
Shlomo Strugano was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Shlomo is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Shlomo had worked at 13 firms, which includes FIRST ALLIED ADVISORY SERVICES INC., FIRST ALLIED SECURITIES INC., KOVACK ADVISORS INC., KOVACK SECURITIES INC., WESTERN INTERNATIONAL SECURITIES INC., ESSEX NATIONAL SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC., LPL FINANCIAL LLC, WAMU INVESTMENTS INC., GRANITE ASSOCIATES INC, LH ROSS & COMPANY INC., DISCOVERY CAPITAL GROUP, WMA SECURITIES INC..
Question & Answer
Are you a "fiduciary"?
No
Aliases
Shlomy Strugano | Solomon Strugano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
May 20, 2015 - December 7, 2018
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
RESEDA, CA
Past
May 20, 2015 - December 7, 2018
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
Reseda, CA
Past
June 20, 2011 - May 20, 2015
KOVACK ADVISORS, INC.
RIA
CRD#: 140808
FT. LAUDERDALE, FL
Past
June 17, 2011 - May 20, 2015
KOVACK SECURITIES INC.
BD
CRD#: 44848
WOODLAND HILLS, CA
Past
January 12, 2009 - June 16, 2011
WESTERN INTERNATIONAL SECURITIES, INC.
RIA
CRD#: 39262
PASADENA, CA
Past
January 9, 2009 - June 16, 2011
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
PASADENA, CA
Past
January 23, 2008 - January 12, 2009
ESSEX NATIONAL SECURITIES, LLC
RIA
CRD#: 25454
CALABASAS, CA
Past
January 22, 2008 - January 12, 2009
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
CALABASAS, CA
Past
October 19, 2007 - December 20, 2007
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BEVERLY HILLS, CA
Past
September 17, 2007 - December 20, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BEVERLY HILLS, CA
Past
August 14, 2006 - December 8, 2006
LPL FINANCIAL LLC
BD
CRD#: 6413
LOS ANGELES, CA
Past
March 23, 2004 - September 2, 2005
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
July 25, 2003 - March 8, 2004
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
June 12, 2002 - May 8, 2003
GRANITE ASSOCIATES, INC
BD
CRD#: 46682
DELRAY BEACH, FL
Past
March 19, 2002 - June 10, 2002
LH ROSS & COMPANY, INC.
BD
CRD#: 37920
BOCA RATON, FL
Past
August 4, 2001 - March 22, 2002
DISCOVERY CAPITAL GROUP
BD
CRD#: 29355
CORAL SPRINGS, FL
Past
December 7, 1999 - September 5, 2001
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FA
FIRST ALLIED ADVISORY SERVICES, INC.
"MONEY MAKE OVER"; FPA OF SAN JUAQUIN | CLOVER WEALTH MANAGEMENT, LTD | CLARK FINANCIAL GROUP LLC | CLARITY FINANCIAL SERVICES | CIMCO WEALTH ADVISORS | CIMCO PRIVATE WEALTH | CHRISTOPHER S. WRIGHT MANAGEMENT CORPORATION | CHRISTINE TANG INVESTMENTS | CHIP COUGHLIN & COMPANY | CHIP COUGHLIN & CO. | CHICHESTER WOLD FINANCIAL, LLC | CHICHESTER FINANCIAL GROUP LLC | CHESTNUT INVESTMENT GROUP | CHARLES R DUNN INVESTMENT ADVISORS | CENTER FOR FINANCIAL SOLUTIONS WEALTH MANAGEMENT | CATER WEALTH MANAGEMENT | CATER ENTERPRISES | CASTLEROCK INSURANCE GROUP | CASTLE ROCK WEALTH MANAGEMENT | CASSEDY FINANCIAL GROUP, INC. | CAROLINA CAPITAL GROUP, INC. | CARNS FINANCIAL GROUP | CARLTON WEALTH MANAGEMENT, LLC | CARLTON MACLACHLAN, LLC | CARDINAL WEALTH MANAGEMENT | CARD INVESTMENT GROUP, INC. | CAPITAL ROCK ADVISORS | CAPITAL MANAGEMENT WEALTH AND RETIREMENT PLANNING | CAPITAL LEGACY INVESTEMENTS, LLC | CAPITAL INVESTMENT MANAGEMENT | CAPITAL CONCEPTS | CAPITAL ASSET MANAGEMENT, LLC | CAPITAL ASPECTS | CAMPANALE CONSULTING GROUP LLC | CAMBRIDGE FINANCIAL GROUP LLC | CALIFORNIA RETIREMENT ADVISORS GROUP | CADUCEUS CONSULTING ENTERPRISES, LLC | CADUCEUS CONSULTING ALLIANCE PARTNER | CADUCEUS CONSULTING | BYERLY WEALTH MANAGEMENT | BURGDORF & ASSOCIATES WEALTH MANAGERS, INC. | BULL CHIP | BSB FINANCIAL SERVICES | BRUNETTE AND ASSOCIATES, LLC | BRUNETTE & ASSOCIATES | BROOKS INVESTMENT GROUP | BROOKS FINANCIAL SERVICES | BRENTMARK SOFTWARE INC | BRADY-RAEBER EQUITY FINANCIAL SERVICES | BRADFORD WEALTH MANAGEMENT, LLC | BOLTON CAPITAL MANAGEMENT, INC. | BOGGS AND ASSOCIATES WEALTH ADVISORS | BOGGS & BENTON WEALTH ADVISORS | BOGGS & BENTON | BLUE SKY FINANCIAL GROUP | BLOOMFIELD HILLS FINANCIAL | BISHOP FINANCIAL ADVISORS | BIERMAIER FINANCIAL MANAGEMENT | BIAGINI GRASSI ADVISORY GROUP, LLC | BHMR FINANCIAL SERVICES, INC. | BH WEALTH MANAGEMENT LLC | BERMAN FINANCIAL SERVICES | BERKELEY WEALTH PROFESSIONALS, PLLC | BENSON FINANCIAL SERVICES, INC. | BENNAJI GROUP | BELANGER AND ASSOCIATES, INC. | BAY CLIADAKIS & ASSOCIATES | BAY AREA RETIREMENT SOLUTIONS | BAUGHMAN WEALTH ADVISORS, INC | BAUGHMAN FINANCIAL GROUP | BAKER & COMPANY ADVISORY GROUP, INC. | BAHARY FINANCIAL GROUP | BAAM SECURITIES AND WEALTH MANAGEMENT, LLC | AXIS WEALTH PLANNING, LLC | AW WEALTH ADVISORY | AVISO WEALTH MANAGEMENT | AVISO FINANCIAL, LLC | AUBERT INSURANCE AGENCY | ATLAS METALS | ASSET PLANNING STRATEGIES LLC | ASSET PLANNING CONSULTANTS, INC. | ASSET ADVISORY SERVICES | ASCENT FINANCIAL GROUP, LLC | ART OF LEADERSHIP | ARMSTRONG & ASSOCIATES | ARCHE WEALTH MANAGEMENT | APPLIED FINANCIAL MANAGEMENT, LLC | APPLE INVESTMENT MANAGEMENT, LLC | APEX WEALTH MANAGEMENT | ANNUITY ADVISORS | ANIMAS CAPITAL MANAGEMENT | ANDERSON THORNTON FINANCIAL LLC | ANDERSON THORNTON | ANCHOR POINT WEALTH MANAGEMENT | ANALYTIC WEALTH STRATEGIES | AMWELL RIDGE WEALTH MANAGEMENT | AMERIFIRST FINANCIAL ASSOCIATES | AMERICAN RETIREMENT SOLUTIONS | AMERICAN FINANCIAL MARKETING | AMERICAN CONSUMER FINANCIAL NETWORK | AMERICA'S WEALTH MANAGEMENT SHOW | AMERICA'S FIRST FINANCIAL CORP | ALTUM WEALTH ADVISORS | ALLMAN CONSULTING, LLC | ALLIES 21, LLC | ALLIANCE WEALTH MANAGEMENT | ALEXANDER FINANCIAL SERVICES, INC. | ALESSANDRA CAPITAL MANAGEMENT LLC | ALDRIDGE FINANCIAL LLC | ALBURNS FINANCIAL SERVICES, INC. | AIM REINVESTMENTS, LLC | AIM GROUP | AGNONE AND ASSOCIATES FINANCIAL SERVICES | AGNONE & ASSOCIATES, LLC | AFG WEALTH MANAGEMENT | ADVANCED WEALTH STRATEGIES LLC | ADVANCED WEALTH STRATEGIES GROUP | ADVANCED WEALTH STRATEGIES | ADVANCED WEALTH PLANNING | ADVANCED WEALTH MANAGEMENT SOLUTIONS | ADVANCED WEALTH MANAGEMENT | ADVANCED LEGACY STRATEGIES | ADVANCED FINANCIAL SERVICES | ADVANCED EQUITIES ASSET MANAGEMENT | ADVANCED EQUITIES ADVISORY SERVICES, INC. | ADVANCED CORPORATE PLANNING | ADVANCED CAPITAL MANAGEMENT | ADAMS FINANCIAL SERVICES, PA | ACM FINANCIAL SERVICES, INC. | ACCARDI FINANCIAL GROUP, INC. OF BOSTON | ACCARDI FINANCIAL GROUP, INC. | ACCARDI FINANCIAL GROUP OF THE PALM BEACHES | ABUNDANT LIFE INVESTMENTS | ABSOLUTE WEALTH ADVISORS, INC | A-1 FINANCIAL | 401(K) ALLIANCE | 1ST CRESCENT WEALTH MANAGEMENT...
CRD#: 137888 / SEC#: 801-66653
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Contact information
Main Address
655 W. Broadway 12th Floor, San Diego, CA 92101
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
