Michael S. Mcdougald

AUSTIN WEALTH MANAGEMENT

AUSTIN, TX 78756

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CRD#: 3108546

Professional summary

Michael Shane Mcdougald, CFP®, who also goes by Shane Mcdougald, is a registered financial advisor currently at AUSTIN WEALTH MANAGEMENT, LLC located in Austin, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shane Mcdougald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 03/04/2015 - ABG CONSULTING - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 95% - HOUSTON, TX 2. 03/04/2015 - MICHAEL SHANE MCDOUGALD - NON-VARIABLE INSURANCE - 10% - CYPRESS, TX

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Shane Mcdougald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

September 30, 2021 - Present

AUSTIN WEALTH MANAGEMENT, LLC

Office #1: 5209 Burnet Road Ste. 210, Austin, TX 78756

RIA

CRD#: 172793

AUSTIN, TX

Past

March 4, 2015 - October 7, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOUSTON, TX

Past

March 4, 2015 - October 7, 2021

LPL FINANCIAL LLC

CRD#: 6413

HOUSTON, TX

Past

May 1, 2012 - March 5, 2015

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

HOUSTON, TX

Past

May 1, 2012 - March 5, 2015

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

HOUSTON, TX

Past

October 4, 2010 - May 1, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN ANTONIO, TX

Past

October 4, 2010 - May 1, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN ANTONIO, TX

Past

June 21, 2010 - September 30, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

SAN ANTONIO, TX

Past

June 21, 2010 - September 30, 2010

NRP FINANCIAL, INC.

CRD#: 103717

SAN ANTONIO, TX

Past

June 25, 2008 - June 21, 2010

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

AUSTIN, TX

Past

May 11, 2006 - March 3, 2008

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

AUSTIN, TX

Past

August 13, 2002 - March 3, 2008

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

September 11, 1998 - July 31, 2002

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AUSTIN WEALTH MANAGEMENT, LLC

AUSTIN WEALTH MANAGEMENT, LLC | JMH WEALTH MANAGEMENT, LLC

CRD#: 172793 / SEC#: 801-117954

RIA

Registered Investment Advisory firm - (1/13/2020 Approved)

Louisiana

Registered Investment Advisory firm - (1/21/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/29/2004

General Securities Principal Examination

Current Firm

AUSTIN WEALTH MANAGEMENT, LLC

AUSTIN WEALTH MANAGEMENT, LLC | JMH WEALTH MANAGEMENT, LLC

CRD#: 172793 / SEC#: 801-117954

RIA

Registered Investment Advisory firm - (1/13/2020 Approved)

Louisiana

Registered Investment Advisory firm - (1/21/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2020 Terminated)

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Contact information

Main Address

5209 Burnet Road Ste. 210, Austin, TX 78756

Mailing Address

Phone number

(512) 467-2000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AWM FORM ADV PART 2A (10/23/2025)

Regulatory assets under management

Total Number of Accounts	2,671
AUM (Assets Under Management)	$ 766,414,063

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael S. Mcdougald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Shane Mcdougald's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

AUSTIN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2006

Series 63

Date: 9/22/1998

SIE

Date: 10/1/2018

Series 7

Date: 9/10/1998

Series 24

Date: 3/29/2004

Current Firm

AUSTIN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AUSTIN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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