Dwight W. Johnson
Professional summary
Dwight Wilfrid Johnson, who also goes by Dwight Wilford Johnson, is a registered financial professional currently at FIRST ASSET FINANCIAL INC. located in Manhattan, Kansas.
Dwight is registered as a RR (Registered Representative) and started their career in finance in 1998. Dwight has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dwight Wilfrid Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2010 - Present
FIRST ASSET FINANCIAL INC.
Office #1: 317 Houston St Suite D, Manhattan, KS 66502January 1, 2004 - April 15, 2010
VOYA FINANCIAL ADVISORS, INC.
February 20, 2001 - January 1, 2004
LOCUST STREET SECURITIES, INC.
August 26, 1998 - February 7, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2010)
(4/13/2010)
(5/4/2017)
Exams
FINRA
Current Firm
FIRST ASSET FINANCIAL INC.
CRD#: 139107 / SEC#: , 8-67191
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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