Steven P. Mastrosimone
Professional summary
Steven Philip Mastrosimone was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Steven had worked at 2 firms, which includes EWEALTH SECURITIES INC., J.P. TURNER & COMPANY L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 1999 - February 10, 2006
EWEALTH SECURITIES, INC.
November 25, 1998 - April 28, 1999
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
EWEALTH SECURITIES, INC.
CRD#: 25589 / SEC#: , 8-41857
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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