Jeffrey P. Daigneault
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey P Daigneault, who also goes by Jeffrey P Daigneault, Jeffrey Paul Daigneault, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1998. Jeffrey had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2021 - April 23, 2026
GRANT WILLIAMS L.P.
March 24, 2011 - August 7, 2020
NUVEEN ASSET MANAGEMENT, LLC
January 3, 2011 - August 7, 2020
NUVEEN SECURITIES, LLC
November 17, 2010 - January 5, 2011
U.S. BANCORP ASSET MANAGEMENT, INC.
August 27, 2009 - January 3, 2011
QUASAR DISTRIBUTORS, LLC
November 1, 2006 - July 24, 2009
LPL FINANCIAL LLC
October 30, 2006 - July 24, 2009
LPL FINANCIAL LLC
February 20, 2004 - October 2, 2006
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
September 25, 1998 - November 18, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 1998 - November 18, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
