Troy K. Saharic

PENDLEBURY HALL ADVISORS

SEATTLE, WA

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CRD#: 3107842

Professional summary

Troy Kenneth Saharic is a registered financial advisor currently at PENDLEBURY HALL ADVISORS, LLC located in Seattle, Washington and FINALIS SECURITIES LLC located in New York, New York.

Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Troy has worked at 5 firms and has passed the Series 66, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Pendlebury Hall LLC; Non Investment-related; 2527 24th Ave W, Seattle, WA 98199-3405; Holding company established for Pendlebury Hall Advisors, LLC, and non-commercial real estate; Co-founder and Member; 4/2/2015; 10; 0; Serve as Manager for entity. 2.) Pendlebury Hall Securities, LLC; Investment-related; 2527 24th Ave W, Seattle, WA, 98199; Holding companies for securities-related activities through Finalis Securities LLC for capital placement services to investment managers focused on private market strategies; Owner and serve as CEO & Founding Partner; 02/21/2024; 10; 10; Serve as Manager and for entity. 3.) PH Vintage Motorworks, LLC; not investment-related; 2527 24th Ave W, Seattle, WA, 98199; Provide ownership, restoration and expert witness services for vintage cars; Founder and Member; 07/01/2024; 15; 0; Serve as Manager for entity. 4.) Pendlebury Hall Advisors, LLC; Yes; 2527 24th Ave W, Seattle, WA, 98199; Investment Adviser registered in the State of Washington providing management consulting and capital placement services to investment managers focused on private market strategies; Owner and serve as CEO & Founder Partner; 02/21/2015; 250; 150; Serve as Manager and for entity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Kenneth Saharic's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2024 - Present

PENDLEBURY HALL ADVISORS, LLC

RIA

CRD#: 330085

SEATTLE, WA

Current

November 18, 2024 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

February 19, 2024 - August 20, 2024

INVESTMENT PLANNERS, INC.

CRD#: 18557

DECATUR, IL

Past

January 17, 2020 - March 17, 2020

MGI FUNDS DISTRIBUTORS, LLC

CRD#: 35682

Seattle, WA

Past

August 2, 2017 - December 31, 2019

MMC SECURITIES LLC

CRD#: 103846

Seattle, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Washington
(7/30/2024)

Washington
(11/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/26/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 6/16/2025

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 12/7/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/7/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PENDLEBURY HALL ADVISORS, LLC

CRD#: 330085 / SEC#:

Washington

Registered Investment Advisory firm - (7/30/2024 Approved)

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Contact information

Main Address

Seattle, WA

Mailing Address

Phone number

(206) 413-9028

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Troy K. Saharic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Kenneth Saharic's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINALIS SECURITIES LLC

INVESTMENT PLANNERS, INC.

MGI FUNDS DISTRIBUTORS, LLC

MMC SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/26/2024

Series 79TO

Date: 6/16/2025

Series 7TO

Date: 12/7/2022

SIE

Date: 10/1/2018

Series 7

Date: 6/27/2017

Series 24

Date: 12/7/2022

FINRA

Current Firm

PENDLEBURY HALL ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

PENDLEBURY HALL ADVISORS, LLC

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