Tomas V. Kirvaitis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tomas V Kirvaitis was a registered financial professional .
Tomas is a previously registered financial professional and started their career in finance in 1998. Tomas had worked at 3 firms and has passed the Series 63, Series 62, Series 42, Series 44, Series 55, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2012 - July 2, 2013
GELBER SECURITIES, LLC
May 17, 2010 - January 13, 2012
SPOT TRADING L.L.C.
October 15, 1998 - March 7, 2000
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 9/21/2012
Corporate Securities Limited Representative ExaminationSeries 42
Date: 9/17/2012
Registered Options Representative ExaminationSeries 44
Date: 5/6/2010
PCX Market Maker ExamSeries 55
Date: 11/22/1998
Limited Representative-Equity Trader ExamCurrent Firm
GELBER SECURITIES, LLC
CRD#: 18367 / SEC#: , 8-36696
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GELBER GROUP, LLC | DELAWARE LIMITED LIABILITY CORPORATION/MANAGING MEMBER | |
| BLOOM, DAVID | CHIEF FINANCIAL OFFICER/ FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL FINANCIAL OFFICER | 6729656 |
| COFFEY, PATRICK JOSEPH | CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER | 7262848 |
| DUNSKY, LISA ANN | CHIEF LEGAL OFFICER | |
| GELBER, BRIAN ROGER | CHIEF EXECUTIVE OFFICER | 839297 |
| HAZE, DANIEL M | CHIEF COMPLIANCE OFFICER | 7393008 |
| LONTEEN, CHRISTIAN MATTHEW | MANAGING DIRECTOR OF TRADING | 5793881 |
| MAHLER, MATTHEW CARL | PRESIDENT/PRINCIPAL OPTIONS OFFICER | 4987267 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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