Kevin A. Joy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Anthony Joy was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1998. Kevin had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2023 - July 31, 2023
SUPERVISION PARTNERS LLC
March 30, 2017 - January 30, 2018
WEITZ INVESTMENT MANAGEMENT, INC.
October 19, 2015 - January 30, 2018
WEITZ SECURITIES, INC.
July 14, 2010 - October 2, 2015
HEARTLAND ADVISORS, INC.
July 13, 2010 - October 7, 2015
ALPS DISTRIBUTORS, INC.
May 12, 2010 - June 28, 2010
EAGLE STRATEGIES LLC
December 24, 2009 - June 28, 2010
NYLIFE SECURITIES LLC
July 24, 2003 - November 19, 2009
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
September 1, 2002 - December 31, 2008
GOLDMAN SACHS & CO. LLC
October 15, 1998 - December 31, 2008
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUPERVISION PARTNERS LLC
CRD#: 300528 / SEC#: , 8-70315
Contact information
FINRA licenses (32 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
