Marco R. Listrom
Professional summary
Marco Reid Listrom is a registered financial professional currently at VALDES & MORENO, INC. located in Parkville, Missouri.
Marco is registered as a RR (Registered Representative) and started their career in finance in 1974. Marco has worked at 4 firms and has passed the Series 63, Series 57TO, Series 52TO, Series 99TO, Series 7TO, Series 79TO, SIE, Series 55, Series 1, Series 14, Series 27, Series 4, Series 53, Series 28, Series 24, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marco Reid Listrom's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 1995 - Present
VALDES & MORENO, INC.
Office #1: 819 Main Street Room 304, Parkville, MO 64152January 2, 2004 - May 30, 2016
NEIGHBORLY SECURITIES
October 4, 1989 - May 9, 1995
NEIGHBORLY SECURITIES
March 21, 1978 - March 23, 1982
MULT-I-VEST CORPORATION OF KANSAS
August 22, 1974 - June 9, 1989
LOWELL H. LISTROM & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2016)
(6/13/1995)
(5/16/1995)
(10/6/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 8/16/1974
Registered Representative ExaminationSeries 28
Date: 10/20/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationF04
Date: 6/20/1975
Financial Principal ExaminationSeries 00
Date: 6/20/1975
General Securities Principal ExaminationFINRA
Current Firm
VALDES & MORENO, INC.
CRD#: 37560 / SEC#: , 8-47810
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LISTROM, MARCO REID | PRESIDENT & CHIEF COMPLIANCE OFFICER | 310764 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
VALDES & MORENO, INC.
CRD#: 37560Parkville, MO 64152TRUST BUT VERIFY
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