BT
Benjamin W. Taggard
TRG INVESTMENT ADVISORS
Brattleboro, VT 05301
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CRD#: 3107547
BT
Professional summary
Benjamin Walker Taggard, AIF®, who also goes by Ben Taggard, is a registered financial advisor currently at TRG INVESTMENT ADVISORS, LLC located in Brattleboro, Vermont.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Benjamin has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Taggard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)MESABI, LLC, 28 VERNON STREET, SUITE 501, BRATTLEBORO, VT 05301 SINCE 01/01/13, PARTNER, 5 HRS/WEEK, 4 HOURS DURING TRADING. PROPERTY DEVELOPMENT OF HISTORIC BUILDING THAT SUFFERED FROM FIRE IN SPRING OF 2011. 3) RICHARDS INC., 48 HARRIS PL, BRATTLEBORO, VT, 7/1998 AS VP OF FINANCIAL SERVICES. INV REL - 50 HR/WK - 40/TRADING. 4) 401k trustee for The Richard's Group plan (employer), Brattleboro, VT, 10/2015. INV REL - 1 HR/MO - 1/TRADING. 5)1820 HOUSE-NORWICH LLC, 326 MAIN ST, NORWICH, VT, 8/2008 AS OWNER OF LLC THE OWNS OFFICE BUILDING. NIR - 2 HR/MO - 2/TRADING. 6)116 SOUTH STREET LLC, 116 S ST, BENNINGTON, VT, 1/2016 AS OWNER OF LLC THAT OWNS OFFICE BUILDING. NIR - 1 HR/MO - 1/TRADING. 7) REAL ESTATE- LANDLORD- 92 CENTER STREET, LLC, RUTLAND VT, 11/2018 OWNER-NIR- 1/MO- 1/TRADING 8) REAL ESTATE- LANDLORD- 94 COURT STREET, LLC, RUTLAND VT, 01/2019 OWNER-NIR- 1/MO- 1/TRADING 9) 51 RAILROAD, LLC; 51 RAILROAD STREET, KEENE, NH 03431, 06/2022 AS PARTNER; 1/MO- 1/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Walker Taggard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 16, 2021 - Present
TRG INVESTMENT ADVISORS, LLC
Office #1: 48 Harris Place, Brattleboro, VT 05301RIA
CRD#: 315629
Brattleboro, VT
Past
May 15, 2006 - September 3, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
BRATTLEBORO, VT
Past
May 15, 2006 - September 3, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
BRATTLEBORO, VT
Past
April 26, 1999 - May 16, 2006
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BRATTLEBORO, VT
Past
August 25, 1998 - May 16, 2006
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BRATTLEBORO, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TRG INVESTMENT ADVISORS, LLC
TRG INVESTMENT ADVISORS, LLC | TRG RETIREMENT PLAN CONSULTANTS LLC
CRD#: 315629 / SEC#: 801-122090
RIA
Registered Investment Advisory firm - (8/13/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Vermont(8/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TI
TRG INVESTMENT ADVISORS, LLC
TRG INVESTMENT ADVISORS, LLC | TRG RETIREMENT PLAN CONSULTANTS LLC
CRD#: 315629 / SEC#: 801-122090
RIA
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Contact information
Main Address
48 Harris Place, Brattleboro, VT 05301
Mailing Address
Po Box 820, Brattleboro, VT 05302
Phone number
(800) 222-6016
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 534 |
| AUM (Assets Under Management) | $ 1,113,838,194 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
