Hannes Greim

LEVEL MARKETS

Boston, MA 02110

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CRD#: 3107518

Professional summary

Hannes Greim is a registered financial professional currently at LEVEL MARKETS, LLC located in Boston, Massachusetts.

Hannes is registered as a RR (Registered Representative) and started their career in finance in 1998. Hannes has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hannes Greim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2022 - Present

LEVEL MARKETS, LLC

Office #1: 99 Summer Street Suite 1700, Boston, MA 02110Office #2: 99 Summer Street Suite 1700, Boston, MA 02110

CRD#: 171752

Boston, MA

Past

September 7, 2021 - March 1, 2022

EBX LLC

CRD#: 138138

BOSTON, MA

Past

February 18, 2016 - October 24, 2019

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MOUNT PLEASANT, SC

Past

August 25, 1998 - December 10, 2004

AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC

CRD#: 36000

MT. PLEASANT, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(3/1/2022)

Exams

State Security Law Exam

Series 63

Date: 2/22/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/2016

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 10/5/1998

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 4/28/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LEVEL MARKETS, LLC

BEACON TRADING & ANALYTICS LLC | LUMINEX TRADING & ANALYTICS LLC | LEVEL MARKETS, LLC | KEZAR TRADING, LLC

CRD#: 171752 / SEC#: , 8-69476

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

99 Summer Street Suite 1700, Boston, MA 02110

Mailing Address

99 Summer Street Suite 1700, Boston, MA 02110

Phone number

(617) 286-8080

Established

Delaware since 04/28/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
LEVEL HOLDINGS, LLC	OWNER
DOLAN, JAMES CHRISTOPHER	CHIEF COMPLIANCE OFFICER	3219968
HAGEN, DAVID WALTER	CHIEF PRODUCT OFFICER	2101752
LINARES, JOHN FITZGERALD	GENERAL COUNSEL, CORPORATE SECRETARY	3104547
MIELE, STEPHEN R	CHIEF EXECUTIVE OFFICER	2645590
STUPAY, MICHAEL ELLIOT	FINOP,PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER	2287906

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Hannes Greim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hannes Greim's CRS (Customer Relationship Summary).

Certified licenses

Experience

EBX LLC

CITIGROUP GLOBAL MARKETS INC.

AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/2016

SIE

Date: 10/1/2018

Series 7

Date: 2/18/2016

Series 55

Date: 10/5/1998

Series 24

Date: 4/28/2016

FINRA

Current Firm

LEVEL MARKETS, LLC

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LEVEL MARKETS, LLC

TRUST BUT VERIFY

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