Susan M. Morrison
AAN WEALTH ADVISORS LLC | Financial Advisor
Albuquerque, NM 87109
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CRD#: 3107252
Professional summary
Susan Marie Morrison, CFP® is a registered financial advisor currently at AAN WEALTH ADVISORS LLC located in Albuquerque, New Mexico.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Susan has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Tax Planning
Investment Planning
Retirement Planning
Insurance Planning
Estate Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Real Estate Ownership; Lot/Land; Not Investment Related; October 2006/ Lot/Land; Not Investment Related; November 2008. Business Ownership; Morrison Law, PC; Attorney; Law Practice limited to estate planning; NM 87109; Not Investment Related; January 2012; 10 to 19 hours per month; 1-9 during trading hours/ Susan Morrison, Inc.; Owner, President; This is my s-corporation for my financial planning business. This is my AAN Wealth Advisors LLC business.; NM 87109; Investment Related; August 2010; 60+ hours per month; 60+ during trading hours/ QZ LLC; Owner/single member; May be turned into income-producing property at some point, now just vacant land; Albuquerque, NM 87123; Not Investment Related; October 2019; 0 hours per month; 0 during trading hours/ 500 Charles LLC; Owner; The LLC will own rental real estate; Truth or Consequences, NM 87901; Investment Related; March 2022; 1 to 9 hours per month; 0 during trading hours. Independent Insurance Brokering; Transamerica-Term Life; January 2016/ Banner Life-Term life; January 2016/ Genworth Life and LTC; January 2016/ Voya Term Life; January 2016/ Mutual of Omaha Disability; January 2016/ Pacific Life-IUL, variable annuities; January 2016.
CRS (Client Relationship Summary) - RIA
Click below to view Susan Marie Morrison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
November 6, 2023 - Present
AAN WEALTH ADVISORS LLC
Office #1: 7101 Jefferson St Ne, Suite C, Albuquerque, NM 87109RIA
CRD#: 300652
Albuquerque, NM
Past
April 25, 2016 - September 12, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Albuquerque, NM
Past
April 22, 2016 - September 12, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Albuquerque, NM
Past
September 4, 2009 - May 10, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
ALBUQUERQUE, NM
Past
September 4, 2009 - May 10, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
ALBUQUERQUE, NM
Past
June 5, 2007 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
RIA
CRD#: 3600
ALBUQUERQUE, NM
Past
April 30, 2007 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
ALBUQUERQUE, NM
Past
August 20, 1998 - June 19, 2001
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(11/6/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AAN WEALTH ADVISORS LLC
AAN WEALTH ADVISORS | AAN WEALTH ADVISORS LLC
CRD#: 300652 / SEC#:
Arkansas
Registered Investment Advisory firm - (2/11/2020 Approved)Louisiana
Registered Investment Advisory firm - (6/25/2024 Approved)Michigan
Registered Investment Advisory firm - (10/19/2023 Approved)New Mexico
Registered Investment Advisory firm - (11/6/2023 Approved)Ohio
Registered Investment Advisory firm - (3/5/2019 Approved)Oregon
Registered Investment Advisory firm - (8/7/2025 Approved)South Carolina
Registered Investment Advisory firm - (8/14/2023 Approved)Tennessee
Registered Investment Advisory firm - (1/30/2020 Approved)Texas
Registered Investment Advisory firm - (11/27/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4450 Belden Village Ave Nw Suite 704, Canton, OH 44718
Mailing Address
Phone number
(888) 720-0360
Established
Firm type
Fiscal year end
# of Employees
8
Regulatory assets under management
| Total Number of Accounts | 411 |
| AUM (Assets Under Management) | $ 83,850,258 |
Red Flags
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Company Information
AAN WEALTH ADVISORS LLC
Financial AdvisorCRD#: 300652Albuquerque, NM 87109TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
