William Thomas Lissenden
Professional Summary
William Thomas Lissenden was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1972 - 2017. William had worked at 12 firms and has passed the Series 63, SIE, Series 5, PC, Series 000, Series 1, Series 8 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
54 years in the financial services industry
Current & Past Employments
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Current Firm
DETALUS SECURITIES, LLC | HANCOCK SECURITIES GROUP, LLC
Contact Information
Established
Missouri since 11/09/1999Firm Type
Limited Liability CompanyFiscal Year End
MarchDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Sep 1982PC — AMEX Put and Call Exam
Passed Sep 1977Series 000 — General Securities Principal Examination
Passed Feb 1972Series 1 — Registered Representative Examination
Passed Feb 1972Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1996Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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