William T. Lissenden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Thomas Lissenden was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1972. William had worked at 12 firms and has passed the Series 63, SIE, Series 5, PC, Series 000, Series 1, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2016 - September 20, 2017
DETALUS SECURITIES, LLC
August 13, 2008 - June 9, 2014
ABERDEEN FUND DISTRIBUTORS, LLC
February 9, 2007 - August 18, 2008
FORESIDE FUND SERVICES, LLC
January 12, 2004 - December 2, 2005
DEAM INVESTOR SERVICES, INC.
June 20, 2000 - October 11, 2002
CONSECO EQUITY SALES, INC.
April 20, 1987 - March 1, 2000
PRUDENTIAL EQUITY GROUP, LLC
April 2, 1986 - April 22, 1987
PRINTON KANE & CO., L.P.
April 2, 1984 - January 21, 1986
PRUDENTIAL EQUITY GROUP, LLC
August 10, 1982 - May 17, 1984
BECKER PARIBAS INCORPORATED
June 6, 1980 - August 12, 1982
GOLDMAN SACHS & CO. LLC
September 26, 1978 - June 16, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 11, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
March 1, 1972 - September 21, 1975
SPENCER TRASK & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 9/30/1982
Interest Rate Options ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamSeries 000
Date: 2/24/1972
General Securities Principal ExaminationSeries 1
Date: 2/24/1972
Registered Representative ExaminationSeries 8
Date: 8/30/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DETALUS SECURITIES, LLC
CRD#: 103260 / SEC#: , 8-52180
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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