Joseph S. Lesko

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 3107162

Professional summary

Joseph S Lesko, who also goes by Joe Lesko, Joseph S Lesko, Joseph Steven Lesko, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2007. Joseph has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joe Lesko | Joseph S Lesko | Joseph Steven Lesko

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph S Lesko's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2024 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

February 2, 2019 - April 16, 2024

LIQUIDITY.IO, LLC

CRD#: 289499

WHITEFISH, MT

Past

July 3, 2018 - February 16, 2020

GLOBAL CAPITAL STRATEGIES

RIA

CRD#: 290328

New York, NY

Past

January 25, 2018 - March 19, 2018

GLOBAL CAPITAL STRATEGIES

RIA

CRD#: 290328

New York, NY

Past

January 19, 2018 - December 31, 2018

CANTELLA & CO., INC.

CRD#: 13905

New York, NY

Past

February 14, 2017 - January 23, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

NEW YORK, NY

Past

August 9, 2016 - January 23, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

NEW YORK, NY

Past

July 18, 2013 - August 8, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

new york, NY

Past

December 17, 2009 - July 5, 2013

NEWOAK CAPITAL MARKETS LLC

CRD#: 104063

NEW YORK, NY

Past

March 22, 2007 - December 24, 2008

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/16/2025)

Florida
(12/6/2024)

New Jersey
(4/16/2024)

New York
(10/31/2025)

Virginia
(12/20/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/18/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph S. Lesko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph S Lesko's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIQUIDITY.IO, LLC

GLOBAL CAPITAL STRATEGIES

GLOBAL CAPITAL STRATEGIES

CANTELLA & CO., INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

J.P. MORGAN SECURITIES LLC

NEWOAK CAPITAL MARKETS LLC

BARCLAYS CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2017

Series 63

Date: 4/18/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/21/2007

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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