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Joseph Lesko

FINALIS SECURITIES
New York, NY
·CRD# 3107162·19 years experience

Professional Summary

Joseph Lesko, who also goes by Joe Lesko, Joseph S Lesko, Joseph Steven Lesko, is a registered financial advisor currently at FINALIS SECURITIES LLC located in New York, New York. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2007. Joseph has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Lesko, Joseph S Lesko, Joseph Steven Lesko

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

FINALIS SECURITIES LLC·CRD# 305908
BD
450 Lexington Ave., New York, NY 10017
April 16, 2024 - Present
LIQUIDITY.IO, LLC·CRD# 289499
BD
Boca Grande, FL
February 2, 2019 - April 16, 2024
GLOBAL CAPITAL STRATEGIES·CRD# 290328
RIA
New York, NY
July 3, 2018 - February 16, 2020
GLOBAL CAPITAL STRATEGIES·CRD# 290328
RIA
New York, NY
January 25, 2018 - March 19, 2018
CANTELLA & CO., INC.·CRD# 13905
BD
New York, NY
January 19, 2018 - December 31, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
RIA
New York, NY
February 14, 2017 - January 23, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
New York, NY
August 9, 2016 - January 23, 2018
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
July 18, 2013 - August 8, 2016
NEWOAK CAPITAL MARKETS LLC·CRD# 104063
BD
New York, NY
December 17, 2009 - July 5, 2013
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
March 22, 2007 - December 24, 2008

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Current Firm

FS
FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: 8-70425
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

450 Lexington Ave, New York, NY 10017

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone Number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINALIS, INC.HOLDING COMPANY—
BRANT, DAVID ROBERTFINOP2718478
MORA, MICHAEL JOHNCEO2648236
PRICE, STEVEN BENNETTCHIEF COMPLIANCE OFFICER5535145

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/16/2025)
RR
New Jersey
(4/16/2024)
RR
New York
(10/31/2025)
RR
Virginia
(12/20/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2017About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2007About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph Lesko's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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