Eugene K. Hsu

ARCHER POINTE WEALTH MANAGEMENT

Davis, CA 95616

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CRD#: 3107090

Professional summary

Eugene Kwok Hung Hsu, AIF®, CFP®, who also goes by Eugene K Hsu, Eugene Kwokhung Hsu, is a registered financial advisor currently at ARCHER POINTE WEALTH MANAGEMENT, LLC located in Davis, California.

Eugene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Eugene has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Tax Planning

Education Planning

Retirement Planning

Divorce Planning

Comprehensive Financial Planni...

Insurance Planning

Employee and Employer Plan Ben...

Business Succession Planning

Estate Planning

Investment Planning

Do you have an area of expertise or specialization?

Alternative or Private Investm...

Annuities

Baby Boomers

Business Owners

Cash Flow/Budgets/Credit Issue...

Charitable Giving

Are you a "fiduciary"?

Yes

Aliases

Eugene K Hsu | Eugene Kwokhung Hsu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WRECKING CREW TREASURER FOR BEN ALI SHRINE, NOT CONDUCTED AT BRANCH, NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Kwok Hung Hsu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

August 11, 2020 - Present

ARCHER POINTE WEALTH MANAGEMENT, LLC

Office #1: 231 D Street Suite D, Davis, CA 95616

RIA

CRD#: 308777

Davis, CA

Past

November 7, 2017 - December 31, 2020

CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT

RIA

CRD#: 142879

DAVIS, CA

Past

July 25, 2012 - November 8, 2017

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

SACRAMENTO, CA

Past

July 24, 2012 - November 8, 2017

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

SACRAMENTO, CA

Past

May 4, 2011 - August 3, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

SACRAMENTO, CA

Past

May 3, 2011 - August 3, 2012

LPL FINANCIAL LLC

CRD#: 6413

SACRAMENTO, CA

Past

September 9, 2008 - May 2, 2011

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

SACRAMENTO, CA

Past

October 31, 2005 - September 9, 2008

OSAIC SERVICES, INC.

CRD#: 133763

SACRAMENTO, CA

Past

March 31, 2005 - May 9, 2011

LUCAS GROUP FINANCIAL PLANNERS, INC.

RIA

CRD#: 130163

SACRAMENTO, CA

Past

October 26, 2004 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

August 20, 1998 - October 27, 2004

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCHER POINTE WEALTH MANAGEMENT, LLC

CRD#: 308777 / SEC#: 801-118935

RIA

Registered Investment Advisory firm - (6/18/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/11/2020)

IAR

Texas
(2/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/19/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARCHER POINTE WEALTH MANAGEMENT, LLC

CRD#: 308777 / SEC#: 801-118935

RIA

Registered Investment Advisory firm - (6/18/2020 Approved)

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Contact information

Main Address

231 D Street Suite D, Davis, CA 95616

Mailing Address

Phone number

(530) 280-7340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APWM ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	333
AUM (Assets Under Management)	$ 155,691,484

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Eugene K. Hsu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Kwok Hung Hsu's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURITIES SERVICE NETWORK, LLC

OSAIC SERVICES, INC.

LUCAS GROUP FINANCIAL PLANNERS, INC.

SUNAMERICA SECURITIES, INC.

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

ARCHER POINTE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2004

Series 63

Date: 8/20/1998

SIE

Date: 11/8/2017

Series 7

Date: 6/17/2002

Series 6

Date: 8/19/1998

Current Firm

ARCHER POINTE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARCHER POINTE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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