Eugene Kwok Hung Hsu
AIF®, CFP®Professional Summary
Eugene Kwok Hung Hsu, AIF®, CFP®, who also goes by Eugene K Hsu, Eugene Kwokhung Hsu, is a registered financial advisor currently at ARCHER POINTE WEALTH MANAGEMENT, LLC located in Davis, California. Eugene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Eugene has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Tax Planning
- Education Funding
- Retirement Planning
- Financial Planning
- Risk Management & Insurance
- Business Services
- Estate & Legacy Planning
- Investment Management
- Cashflow & Budgeting
Specializations
Other Aliases
Eugene K Hsu, Eugene Kwokhung Hsu
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
ARCHER POINTE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
231 D Street Suite D, Davis, CA 95616Phone Number
(530) 280-7340# of Employees
2SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
376AUM (Assets Under Management)
$185,573,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ARCHER POINTE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(8/11/2020)
(2/21/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1998About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Eugene Kwok Hung Hsu's CRS (Customer Relationship Summary).
Services Offered by Eugene
- Tax Planning
- Education Funding
- Retirement Planning
- Financial Planning
- Risk Management & Insurance
- Business Services
- Estate & Legacy Planning
- Investment Management
- Cashflow & Budgeting
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
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