Shannon K. Chandler
Professional summary
Shannon Kofford Chandler, who also goes by Shannon K Chandler, is a registered financial advisor currently at SEM WEALTH MANAGEMENT located in Tucson, Arizona.
Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Shannon has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Kofford Chandler's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2002 - Present
SEM WEALTH MANAGEMENT
Office #1: 7367 E. Tanque Verde Rd, Tucson, AZ 85715-3475July 14, 1999 - April 24, 2002
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SEM WEALTH MANAGEMENT
CRD#: 112142 / SEC#: 801-55690
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/17/2002)
Exams
Current Firm
SEM WEALTH MANAGEMENT
CRD#: 112142 / SEC#: 801-55690
Contact information
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,108 |
| AUM (Assets Under Management) | $ 920,498,000 |
Red Flags
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