Semahegn Kassahun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Semahegn Kassahun, who also goes by Sam Kassahun, was a registered financial professional .
Semahegn is a previously registered financial professional and started their career in finance in 2006. Semahegn had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2023 - December 26, 2023
GT SECURITIES, INC.
February 17, 2021 - July 27, 2021
OAKPOINT SOLUTIONS, LLC
June 25, 2019 - October 21, 2020
OLD CITY SECURITIES LLC
August 19, 2016 - February 1, 2018
OLD CITY SECURITIES LLC
July 20, 2015 - December 28, 2015
T3 TRADING GROUP, LLC
August 8, 2012 - August 19, 2013
AVATAR SECURITIES, LLC
April 29, 2008 - September 24, 2010
PROFUNDS DISTRIBUTORS, INC.
August 15, 2007 - April 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 2007 - April 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 2006 - April 27, 2007
RBC CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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