Geoffrey D. Liddy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Douglas Liddy was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1998. Geoffrey had worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, SIE, Series 7TO, Series 55, Series 7, Series 24, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2025 - March 12, 2026
STAR WEALTH ADVISORS
March 12, 2025 - August 13, 2025
WESTPARK CAPITAL, INC.
March 5, 2025 - March 13, 2026
WESTPARK CAPITAL, INC.
September 14, 2005 - September 7, 2018
GEOFFREY RICHARDS SECURITIES CORP.
June 17, 2002 - March 4, 2019
GEOFFREY RICHARDS SECURITIES CORP.
November 12, 2001 - May 6, 2002
LIVINGSTON MONROE CAPITAL GROUP INC.
October 1, 1998 - October 4, 2001
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 5/30/2025
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 2/28/2025
General Securities Representative ExaminationSeries 55
Date: 11/8/2003
Limited Representative-Equity Trader ExamCurrent Firm
STAR WEALTH ADVISORS
CRD#: 332344 / SEC#: 801-130849
Contact information
Regulatory assets under management
| Total Number of Accounts | 211 |
| AUM (Assets Under Management) | $ 37,322,741 |
Red Flags
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