Geoffrey D. Liddy

STAR WEALTH ADVISORS

BOCA RATON, FL 33432

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CRD#: 3106882

Professional summary

Geoffrey Douglas Liddy is a registered financial advisor currently at STAR WEALTH ADVISORS located in Boca Raton, Florida and WESTPARK CAPITAL, INC. located in Boca Raton, Florida.

Geoffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Geoffrey has worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, SIE, Series 7TO, Series 55, Series 7, Series 24, Series 53 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SCALED STRATEGIES CAPITAL LLC; POSITION: MANAGING PARTNER NATURE: COMPANY IS INVOLVED IN THE RESEARCH AND DEVELOPMENT OF AN ALGORITHMIC TRADING VEHICLE INVESTMENT RELATED: YES ; NUMBER OF HOURS: 0 ; SECURITIES TRADING HOURS: 0 ;START DATE: 02/01/2022; ADDRESS: 4450 NW 126TH AVE, STE 108, CORL SPRINGS, FL 33065 DESCRIPTION: PASSIVE OWNER WHO AIDED IN CONCEPTUAL DESIGN, ARCHITECTURE AND DEVELOPMENT OF AN ALGORITHMIC TRADING VEHICLE 2. Star Wealth Advisors. Investment Related. 2701 Cambridge Ct. Suite 216 Auburn Hills, MI 48326. RIA. Advisor. Advisor. 8/13/25. 40 hours/month. 2 hours. Registered Investment Advisor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Douglas Liddy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2025 - Present

STAR WEALTH ADVISORS

Office #1: 225 Ne Mizner Blvd Ste 350, Boca Raton, FL 33432

RIA

CRD#: 332344

BOCA RATON, FL

Current

March 5, 2025 - Present

WESTPARK CAPITAL, INC.

Office #1: 225 Ne Mizner Blvd Suite 530, Boca Raton, FL 33432

RIA

CRD#: 39914

Boca Raton, FL

Past

March 12, 2025 - August 13, 2025

WESTPARK CAPITAL, INC.

RIA

CRD#: 39914

NEW YORK, NY

Past

September 14, 2005 - September 7, 2018

GEOFFREY RICHARDS SECURITIES CORP.

RIA

CRD#: 120007

HYPOLUXO, FL

Past

June 17, 2002 - March 4, 2019

GEOFFREY RICHARDS SECURITIES CORP.

CRD#: 120007

HYPOLUXO, FL

Past

November 12, 2001 - May 6, 2002

LIVINGSTON MONROE CAPITAL GROUP INC.

CRD#: 31228

BOCA RATON, FL

Past

October 1, 1998 - October 4, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/6/2025)

California
(6/10/2025)

Colorado
(4/10/2025)

Florida
(3/6/2025)

IAR

Florida
(8/20/2025)

Maryland
(5/29/2025)

Nevada
(4/11/2025)

New Jersey
(4/10/2025)

New York
(4/9/2025)

Pennsylvania
(4/10/2025)

Texas
(4/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/11/2025

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/13/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 5/30/2025

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 3/4/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 2/28/2025

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 11/8/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/30/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/8/2025

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 2/10/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 1/30/2002

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

STAR WEALTH ADVISORS

DWORETSKY FINANCIAL | STAR WEALTH ADVISORS | MAXX WEALTH ADVISORS

CRD#: 332344 / SEC#: 801-130849

RIA

Registered Investment Advisory firm - (12/16/2024 Terminated)

Florida

Registered Investment Advisory firm - (3/19/2025 Approved)

Michigan

Registered Investment Advisory firm - (3/26/2025 Approved)

Ohio

Registered Investment Advisory firm - (3/17/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

225 Ne Mizner Blvd Ste 350, Boca Raton, FL 33432

Mailing Address

Phone number

(561) 427-2424

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 5,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Geoffrey D. Liddy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Douglas Liddy's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTPARK CAPITAL, INC.

WESTPARK CAPITAL, INC.

GEOFFREY RICHARDS SECURITIES CORP.

GEOFFREY RICHARDS SECURITIES CORP.

LIVINGSTON MONROE CAPITAL GROUP INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/11/2025

Series 65

Date: 9/13/2005

Series 63

Date: 10/27/2003

Series 79TO

Date: 5/30/2025

SIE

Date: 3/4/2025

Series 7TO

Date: 2/28/2025

Series 55

Date: 11/8/2003

Series 7

Date: 9/30/1998

Series 24

Date: 4/8/2025

Series 53

Date: 2/10/2003

Series 27

Date: 1/30/2002

FINRA

Current Firm

STAR WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STAR WEALTH ADVISORS

TRUST BUT VERIFY

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