Paul D. Nudyk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Daniel Nudyk was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1998. Paul had worked at 2 firms and has passed the Series 63, Series 37 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2013 - October 7, 2013
NBF SECURITIES (USA) CORP.
November 19, 1998 - January 20, 2006
TD SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 1/4/2013
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
NBF SECURITIES (USA) CORP.
CRD#: 25541 / SEC#: , 8-41790
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NBF SECURITIES (USA) LTD | SHAREHOLDER | |
| BADESKI, PAUL RAYMOND | MANAGING DIRECTOR AND HEAD OF FIXED INCOME SALES | 2821677 |
| HOFFMAN, JOAN ELLEN | INTERIM CHIEF COMPLIANCE OFFICER | 1565558 |
| KEEGAN, RANDALL MYLES | MANAGING DIRECTOR FIXED INCOME SALES | 2216467 |
| LANGLOIS, STYVES | SENIOR VICE-PRESIDENT AND MANAGING DIRECTOR - DESIGNATED PRINCIPAL/RETAIL REGISTERED PERSONNEL | 4379409 |
| LEGRIS, ALAIN | EXECUTIVE VICE-PRESIDENT | 2253876 |
| MORRIS, PAUL EDWARD | CHIEF FINANCIAL OFFICER | 1607225 |
| MULRONEY, MARK | CO-HEAD AND MD, INSTITUTIONAL EQUITIES TRADING | 4437210 |
| NICOSIA, FRANK | INTERIM SENIOR COMPLIANCE OFFICER | 2790594 |
| PASCOE, RICARDO ALEJANDRO | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2984919 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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