Cynthia A. Schofield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Ann Schofield, who also goes by Cynthia Ann Schofield, Cynthia A Schofield, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1999. Cynthia had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2021 - December 9, 2024
MML STRATEGIC DISTRIBUTORS, LLC
December 6, 2017 - April 21, 2021
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 30, 2008 - August 22, 2017
JOHN HANCOCK DISTRIBUTORS LLC
October 10, 2007 - September 9, 2008
PACIFIC SELECT DISTRIBUTORS, LLC
August 22, 2003 - September 14, 2007
HIMCO DISTRIBUTION SERVICES COMPANY
June 15, 1999 - October 11, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
February 17, 1999 - October 11, 2002
IDS LIFE INSURANCE COMPANY
February 17, 1999 - October 11, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MML STRATEGIC DISTRIBUTORS, LLC
CRD#: 168638 / SEC#: , 8-69322
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| BLUE, DOMINIC | DIRECTOR | 7323924 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DIGANGI, MATTHEW T | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 3229894 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| PUHALA, JAMES | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5290483 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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