Mark J Gilbert
Professional Summary
Mark J Gilbert is a registered financial advisor currently at SIKICH FINANCIAL located in Naperville, Illinois. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 7 firms and has passed the Series 63, Series 65 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Since 1997 I have been providing comprehensive financial planning
- including investment management services
- to individuals. My specialties include planning in the areas of retirement
- investments
- insurance/risk management
- estate
- income tax and business succession
- and discretionary portfolio management.
Biography
I graduated with high honors and a BS in Accountancy from the University of Illinois in 1981. I passed the Certified Public Accountant examination in 1982. In 1983, I received my MBA in Finance from the University of Michigan Ross School of Business. In 1999 I was awarded the American Institute of Certified Public Accountants’ (AICPA) Personal Financial Specialist (PFS) designation to signify my education and experience in the field of personal financial planning. Since...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
Contact Information
Main Address
3051 Hollis Drive 3rd Floor, Springfield, IL 62704Phone Number
(217) 862-1843# of Employees
22SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,482AUM (Assets Under Management)
$1,180,311,267Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
State Registrations and Notice Filings
(7/28/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Mark J Gilbert's CRS (Customer Relationship Summary).
Services Offered by Mark
- Since 1997 I have been providing comprehensive financial planning
- including investment management services
- to individuals. My specialties include planning in the areas of retirement
- investments
- insurance/risk management
- estate
- income tax and business succession
- and discretionary portfolio management.
Similar Advisors
J.P. MORGAN SECURITIES LLC
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
EDWARD JONES
