RH
Richard A. Hrbacek
INVESTMENT DISTRIBUTORS
Covington, KY 41011
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CRD#: 3106485
RH
Professional summary
Richard Allan Hrbacek, who also goes by Richard Allan Hrbacek, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Covington, Kentucky.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1998. Richard has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Richard Allan Hrbacek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CONCOURSE FINANCIAL GROUP DISTRIBUTORS (A Division of Protective Life Insurance Company); Investment Related; La Grange, TX 78945; Insurance; Dedicated Life Consultant; Start Date 10/2022; 160 - 200 hours per month with the majority of those hours per month occurring during trading hours; I call on Edward Jones associates for the distribution of life insurance products. >> R&T CATTLE COMPANY; Non-Investment Related; La Grange, TX 78945; Other; DBA/Owner; Start Date 1995; 4 hours per month with no hours per month occurring during trading hours; Livestock buying and selling; general duties include bill paying. >> RICHARD A HRBACEK & ASSOCIATES; Non-Investment Related; La Grange, TX 78945; Other; Admin/Executor; Start Date 2000; 6 hours per month with some of those hours per month occurring during trading hours; Assist family owned entities in making decisions - paying bills, expenses, taxes - and distributing assets for the estate. >> RICHARD A HRBACEK; Non-Investment Related; La Grange, TX 78945; Insurance; Owner; Start Date 2004; 2 hours per month with those 2 hours occurring during trading hours; Sales and service of property & casualty, term life, health, disability and supplemental insurance products including dental. >> HRBACEK FINANCIAL CONCEPTS LLC; Non-Investment Related; La Grange, TX 78945; Insurance; Officer; Start Date 2016; 4 hours per month with some of those hours occurring during trading hours; LLC utilized for receiving 1099 commissions earned/paid and paying expenses relative to my insurance product sales (life, health, and supplemental insurance).
CRS (Client Relationship Summary) - BD
Click below to view Richard Allan Hrbacek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2024 - Present
INVESTMENT DISTRIBUTORS, INC.
Office #1: 50 E Rivercenter Blvd Suite 1600, Covington, KY 41011BD
CRD#: 35490
Covington, KY
Past
October 4, 2022 - January 22, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
La Grange, TX
Past
October 4, 2022 - November 15, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
La Grange, TX
Past
November 14, 2017 - October 17, 2022
CALTON & ASSOCIATES, INC.
BD
CRD#: 20999
TAMPA, FL
Past
May 13, 2004 - October 6, 2022
WESTPARK WEALTH ADVISORS, INC.
RIA
CRD#: 130914
LA GRANGE, TX
Past
October 22, 1998 - December 31, 2004
IMS SECURITIES, INC.
RIA
CRD#: 35567
LAGRANGE, TX
Past
September 22, 1998 - November 9, 2017
IMS SECURITIES, INC.
BD
CRD#: 35567
LAGRANGE, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(11/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ID
INVESTMENT DISTRIBUTORS, INC.
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490 / SEC#: , 8-46802
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
2801 Highway 280 South, Birmingham, AL 35223
Mailing Address
2801 Highway 280 South, Birmingham, AL 35223
Phone number
(205) 868-3073
Established
Tennessee since 08/30/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT COMPANY | |
| CARLSON, MARTHA L | DESIGNATED RESPONSIBLE LICENSED PRODUCER | 2731502 |
| COFFMAN, BENJAMIN PAUL | CHIEF FINANCIAL OFFICER | 6738662 |
| COLLAZO, KIMBERLY | ASSISTANT SECRETARY | 8075061 |
| CREUTZMANN, SCOTT EMIL | DIRECTOR | 5351383 |
| LANE, JAMIE LAURA | DIRECTOR | 5779720 |
| LEE, FELICIA MALLOCH | SECRETARY | 7498538 |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
| MORSCH, LETITIA A | DIRECTOR & ASSISTANT SECRETARY | 5133531 |
| TENNENT, RAYBURN EDWARD | SR ANALYST FINANCIAL REPORTING | 6245099 |
| WAGNER, JAMES CARL JR | PRESIDENT & DIRECTOR | 4261922 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490Covington, KY 41011TRUST BUT VERIFY
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