BR
Brent J. Robinson
THRIVENT INVESTMENT MANAGEMENT
Menasha, WI
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CRD#: 3106278
BR
Professional summary
Brent Joseph Robinson, CFP®, who also goes by Brent Joseph Robinson, Brent J Robinson, Brent Robinson, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Menasha, Wisconsin.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Brent has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 4, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brent Joseph Robinson | Brent J Robinson | Brent Robinson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SHEPHERD OF THE VALLEY LUTHERAN SCHOOL POSITION: General Board member NATURE: General Board member of school. Make and approved decisions for school. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: N8728 S Coop Rd, Menasha WI 54952, United States DESCRIPTION: Meet twice a year to review direction of school and make decisions on recommendation the School Board provides to the Gerneral Board.
CRS (Client Relationship Summary) - RIA
Click below to view Brent Joseph Robinson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brent Joseph Robinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 22, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #3: 600 Portland Ave S, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Menasha, WI
Current
October 22, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S, Minneapolis, MN 55415RIA
BD
CRD#: 18387
Minneapolis, MN
Past
March 3, 2020 - September 25, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
APPLETON, WI
Past
March 3, 2020 - September 25, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
APPLETON, WI
Past
October 31, 2019 - November 12, 2019
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
OSHKOSH, WI
Past
September 18, 2019 - October 4, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
OSHKOSH, WI
Past
September 17, 2019 - October 4, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
OSHKOSH, WI
Past
September 9, 2019 - November 11, 2019
AEGIS FINANCIAL
RIA
CRD#: 305030
OSHKOSH, WI
Past
August 26, 2019 - September 11, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
MADISON, WI
Past
August 26, 2019 - September 11, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MADISON, WI
Past
June 26, 2002 - August 7, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
APPLETON, WI
Past
August 24, 1998 - August 7, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Wisconsin(10/22/2020)
IAR
Wisconsin(10/22/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
