Andrea S. Kessler

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CRD#: 3106145

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrea Sue Kessler was a registered financial professional .

Andrea is a previously registered financial professional and started their career in finance in 1998. Andrea had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 22, 2017 - April 26, 2020

MV CAPITAL MANAGEMENT, INC.

RIA

CRD#: 139034

BETHESDA, MD

Past

November 20, 2003 - December 5, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BETHESDA, MD

Past

February 13, 2003 - April 16, 2003

JOYN ADVISORS, INC.

RIA

CRD#: 106725

BEHTESDA, MD

Past

January 1, 2002 - February 14, 2003

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

BETHESDA, MD

Past

December 2, 1999 - April 10, 2003

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

August 20, 1998 - February 9, 1999

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MV CAPITAL MANAGEMENT, INC.

MV CAPITAL MANAGEMENT, INC. | MV FINANCIAL

CRD#: 139034 / SEC#: 801-65709

RIA

Registered Investment Advisory firm - (1/20/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/13/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MV CAPITAL MANAGEMENT, INC.

MV CAPITAL MANAGEMENT, INC. | MV FINANCIAL

CRD#: 139034 / SEC#: 801-65709

RIA

Registered Investment Advisory firm - (1/20/2006 Approved)

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Contact information

Main Address

3 Bethesda Metro Center Suite 650, Bethesda, MD 20814-6336

Mailing Address

Phone number

(301) 656-6545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MVCM ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,169
AUM (Assets Under Management)	$ 1,269,104,942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrea S. Kessler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

JOYN ADVISORS, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

MV CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2001

Series 63

Date: 2/7/2000

Series 6

Date: 8/13/1998

Current Firm

MV CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MV CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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