Jeffrey D. Engebose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey D Engebose, CFP®, who also goes by Jeff Engebose, Jeffrey David Engebose, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1998. Jeffrey had worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 24, Series 53 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2017 - July 10, 2021
EAGLE STRATEGIES LLC
August 25, 2015 - July 10, 2021
NYLIFE SECURITIES LLC
February 9, 2012 - August 3, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
April 5, 2007 - May 25, 2010
THRIVENT INVESTMENT MANAGEMENT INC.
March 29, 2007 - August 3, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
June 10, 2004 - March 8, 2007
USAA FINANCIAL PLANNING SERVICES
June 10, 2004 - March 8, 2007
USAA FINANCIAL ADVISORS, INC.
May 8, 2002 - May 17, 2004
STRONG CAPITAL MANAGEMENT INC
April 26, 2002 - May 17, 2004
STRONG INVESTMENTS, INC.
November 5, 1999 - April 26, 2002
THRIVENT INVESTMENT MANAGEMENT INC.
September 8, 1998 - October 9, 1999
IDS LIFE INSURANCE COMPANY
September 8, 1998 - October 9, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/19/2024
General Securities Representative ExaminationCurrent Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
