Jeffrey W. Kuhlman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Wayne Kuhlman, who also goes by Jeff Kuhlman, Jeffery Wayne Kuhlman, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1998. Jeffrey had worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2020 - September 7, 2021
INVICTA CAPITAL LLC
November 5, 2014 - February 16, 2018
LICCAR SECURITIES, LLC
October 16, 2012 - October 23, 2014
NORTHERN LIGHTS DISTRIBUTORS, LLC
May 13, 2011 - June 21, 2011
QUEST CAPITAL STRATEGIES, INC.
December 19, 2005 - May 22, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
June 1, 2005 - December 13, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
September 18, 2003 - August 2, 2004
ARGENTUS SECURITIES, LLC
February 2, 2001 - October 26, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 21, 1998 - February 4, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/8/2022
General Securities Representative ExaminationCurrent Firm
INVICTA CAPITAL LLC
CRD#: 288101 / SEC#: , 8-69923
Contact information
FINRA licenses (34 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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