Logan N. Sugarman

BALCONY PARTNERS

EAST HAMPTON, NY

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CRD#: 3105968

Professional summary

Logan Nathan Sugarman, who also goes by Locan Nathan Sugarman, is a registered financial advisor currently at BALCONY PARTNERS, LLC located in East Hampton, New York.

Logan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Logan has worked at 3 firms and has passed the Series 56 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Locan Nathan Sugarman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Founder of Refresh Software Inc which is a software as a service company for HR and insurance. This is not an investment-related business and no time is spent on this business during securities trading hours. The company was founded in 2006.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Logan Nathan Sugarman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2024 - Present

BALCONY PARTNERS, LLC

RIA

CRD#: 157426

EAST HAMPTON, NY

Past

August 23, 2012 - January 3, 2013

SUMMIT SECURITIES GROUP LLC

CRD#: 159283

NEW YORK, NY

Past

June 10, 2011 - September 19, 2012

VTRADER PRO, LLC

CRD#: 131920

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 56

Date: 10/27/2011

Proprietary Trader Qualification Examination

Current Firm

BALCONY PARTNERS, LLC

CRD#: 157426 / SEC#: 801-74685

RIA

Registered Investment Advisory firm - (3/14/2018 Terminated)

New York

Registered Investment Advisory firm - (12/26/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

East Hampton, NY

Mailing Address

Phone number

(612) 205-2995

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 7,030,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Logan N. Sugarman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Logan Nathan Sugarman's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALCONY PARTNERS, LLC

SUMMIT SECURITIES GROUP LLC

VTRADER PRO, LLC

State Registrations and Notice Filings

Exams

Series 56

Date: 10/27/2011

Current Firm

BALCONY PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BALCONY PARTNERS, LLC

TRUST BUT VERIFY

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