Christopher J. Slinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Jon Slinger, who also goes by Chris Slinger, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2011 - August 31, 2012
ASCENDIANT SECURITIES, LLC
August 4, 2011 - March 12, 2013
ALPHA STRATEGIES INVESTMENT CONSULTING
February 11, 2010 - May 17, 2011
COMMERCE STREET CAPITAL, LLC
August 14, 2009 - January 19, 2010
CAPITAL DYNAMICS BROKER DEALER LLC
February 14, 2008 - August 24, 2009
CAPITAL DYNAMICS, INC.
September 14, 2005 - January 10, 2008
THE SILVERFERN GROUP, INC.
August 22, 2003 - July 12, 2005
INDEPENDENT RESEARCH GROUP LLC
May 22, 2001 - October 31, 2002
WELLS FARGO SECURITIES, LLC
November 18, 1998 - February 1, 2001
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ASCENDIANT SECURITIES, LLC
CRD#: 129236 / SEC#: , 8-66203
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Financial | 2 |
Red Flags
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