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Christopher Jon Slinger

CRD# 3105824·Registered 1998 - 2012
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Jon Slinger, who also goes by Chris Slinger, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1998 - 2012. Christopher had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Slinger

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

ASCENDIANT SECURITIES, LLC·CRD# 129236
BD
Jupiter, FL
August 5, 2011 - August 31, 2012
ALPHA STRATEGIES INVESTMENT CONSULTING·CRD# 151782
RIA
Ladera Ranch, CA
August 4, 2011 - March 12, 2013
COMMERCE STREET CAPITAL, LLC·CRD# 143797
BD
Manhattan Beach, CA
February 11, 2010 - May 17, 2011
CAPITAL DYNAMICS BROKER DEALER LLC·CRD# 148780
BD
Menlo Park, CA
August 14, 2009 - January 19, 2010
CAPITAL DYNAMICS, INC.·CRD# 130320
BD
New York, NY
February 14, 2008 - August 24, 2009
THE SILVERFERN GROUP, INC.·CRD# 119266
BD
New York, NY
September 14, 2005 - January 10, 2008
INDEPENDENT RESEARCH GROUP LLC·CRD# 124432
BD
New York, NY
August 22, 2003 - July 12, 2005
WELLS FARGO SECURITIES, LLC·CRD# 7665
BD
San Francisco, CA
May 22, 2001 - October 31, 2002
ROBERTSON STEPHENS, INC.·CRD# 41271
BD
San Francisco, CA
November 18, 1998 - February 1, 2001

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Current Firm

AS
ASCENDIANT SECURITIES, LLC

ASCENDIANT SECURITIES, LLC

CRD#: 129236 / SEC#: 8-66203
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

110 Front Street, Suite 300, Jupiter, FL 33477

Mailing Address

4 Park Plaza, Suite 1950, Irvine, CA 92614

Phone Number

(561) 427-7788

Established

Nevada since 08/19/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASCENDIANT CAPITAL GROUP, LLCSOLE MEMBER / PARENT / 100% OWNER—
BERGENDAHL, MARK ALLANPRESIDENT / COO—
BROWN, MICHAEL OWENFINOP / CFO1658070
MEGENITY, BRIAN MCDONALDCCO2889637
WILHITE, BRADLEYMANAGING MEMBER—

Disclosures

Financial

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2011About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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