Christopher M. Lust
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Mark Lust was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2013 - September 21, 2015
DOCK STREET CAPITAL MANAGEMENT LLC
March 17, 2011 - August 8, 2016
CROSS POINT CAPITAL LLC
January 2, 2001 - August 4, 2009
KBC SECURITIES USA LLC
October 11, 1999 - January 8, 2001
TD SECURITIES (USA) LLC
September 23, 1998 - September 29, 1999
BANC OF AMERICA SECURITIES LLC
Primary Firm SEC Registration
DOCK STREET CAPITAL MANAGEMENT LLC
CRD#: 157155 / SEC#: 801-77192
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOCK STREET CAPITAL MANAGEMENT LLC
CRD#: 157155 / SEC#: 801-77192
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 1,330,710,296 |
Red Flags
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