Scott S. Laxgang

JOHN HANCOCK DISTRIBUTORS LLC

Boston, MA 02116

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CRD#: 3105694

Professional summary

Scott S Laxgang, who also goes by Scott Stephen Laxgang, is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott Stephen Laxgang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/27/2022 ADDRESS: 3333 Finley Rd, Suite 550, Downers Grove IL 60515, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker dealer and bank trust offerings of Principal.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott S Laxgang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2024 - Present

JOHN HANCOCK DISTRIBUTORS LLC

Office #1: 200 Berkeley Street, Boston, MA 02116

CRD#: 5249

Boston, MA

Past

March 16, 2018 - July 2, 2024

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

BUFFALO GROVE, IL

Past

March 12, 2018 - July 2, 2024

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DOWNERS GROVE, IL

Past

April 5, 2017 - April 5, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

LISLE, IL

Past

September 23, 2014 - October 4, 2017

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

LISLE, IL

Past

September 12, 2014 - November 10, 2017

LPL FINANCIAL LLC

CRD#: 6413

LISLE, IL

Past

March 28, 2014 - December 3, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

LISLE, IL

Past

March 28, 2014 - September 12, 2014

FINANCIAL TELESIS INC

CRD#: 31012

LISLE, IL

Past

January 18, 2012 - March 31, 2014

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

LISLE, IL

Past

September 16, 2011 - March 31, 2014

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

LISLE, IL

Past

November 12, 2009 - May 31, 2011

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

September 20, 2007 - September 22, 2009

MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878

WESTCHESTER, IL

Past

September 20, 2007 - September 22, 2009

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

CRD#: 15356

WESTCHESTER, IL

Past

May 8, 2007 - September 13, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SCHAUMBURG, IL

Past

March 23, 2007 - September 13, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SCHAUMBURG, IL

Past

November 6, 2000 - February 27, 2007

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

August 24, 1998 - November 21, 2000

ALIGHT FINANCIAL SOLUTIONS, LLC

CRD#: 36509

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(11/1/2024)

Indiana
(11/1/2024)

Iowa
(11/1/2024)

Massachusetts
(11/1/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

JOHN HANCOCK DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC | MANULIFE FINANCIAL SECURITIES LLC | MANEQUITY, INC.

CRD#: 5249 / SEC#: , 8-15826

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

200 Berkeley Street, Boston, MA 02116

Mailing Address

200 Berkeley Street, Boston, MA 02116

Phone number

(617) 663-3021

Established

Delaware since 08/01/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.)	OWNER
BOGLE, JAMES WILLIAM	PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL	7344902
HARTIGAN, ROBERT JOSEPH	CHIEF COMPLIANCE OFFICER	2931786
LANNIGAN, TRACY KANE	VICE PRESIDENT & CORPORATE SECRETARY	6944688
SILVA, ANTHONY ALEX	DIRECTOR	7755954
TANKERSLEY, GARY LYNN	PRESIDENT & CHIEF EXECUTIVE OFFICER	2637199
WALKER, CHRISTOPHER MICHAEL	VICE PRESIDENT, INVESTMENTS & DIRECTOR	4302554

Disclosures

Regulatory Event	3
Arbitration	3

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott S. Laxgang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott S Laxgang's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

LPL FINANCIAL LLC

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

LASALLE ST SECURITIES, L.L.C.

VOYA FINANCIAL PARTNERS, LLC

MUTUAL OF AMERICA SECURITIES LLC

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ADP BROKER-DEALER, INC.

ALIGHT FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2007

Series 63

Date: 8/24/1998

SIE

Date: 10/1/2018

Series 7

Date: 8/21/1998

FINRA

Current Firm

JOHN HANCOCK DISTRIBUTORS LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

JOHN HANCOCK DISTRIBUTORS LLC

TRUST BUT VERIFY

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