BH
Brian E. Hawley
FREEDOM INVESTMENT MANAGEMENT
Shrewsbury, MA
Some features on this profile are disabled
CRD#: 3105682
BH
Professional summary
Brian Edward Hawley, who also goes by Brian E Hawley, is a registered financial advisor currently at FREEDOM INVESTMENT MANAGEMENT, INC. located in Shrewsbury, Massachusetts.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brian has worked at 3 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian E Hawley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Edward Hawley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2024 - Present
FREEDOM INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 126052
Shrewsbury, MA
Past
March 11, 2021 - December 21, 2023
3D/L CAPITAL MANAGEMENT, LLC
RIA
CRD#: 283304
NORTHBOROUGH, MA
Past
January 31, 2007 - March 31, 2021
3D ASSET MANAGEMENT, INC.
RIA
CRD#: 139595
NORTHBOROUGH, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FREEDOM INVESTMENT MANAGEMENT, INC.
EQIS | NEXUS ADVISORS INC. | FREEDOM INVESTMENT MANAGEMENT, INC. | FREEDOM INVESTMENT MANAGEMENT | FREEDOM INVESTEMENT MANAGEMENT, INC. | FREEDOM ADVISORS | FREEDOM | EQIS CAPITAL MANAGEMENT, INC. | EQIS CAPITAL MANAGEMENT INC. | EQIS CAPITAL MANAGEMENT | EQIS CAPITAL
CRD#: 126052 / SEC#: 801-68642
RIA
Registered Investment Advisory firm - (1/8/2008 Approved)Arizona
Registered Investment Advisory firm - (1/10/2008 Terminated)California
Registered Investment Advisory firm - (1/11/2008 Terminated)Colorado
Registered Investment Advisory firm - (1/15/2008 Terminated)Connecticut
Registered Investment Advisory firm - (1/10/2008 Terminated)Florida
Registered Investment Advisory firm - (1/14/2008 Terminated)Idaho
Registered Investment Advisory firm - (1/10/2008 Terminated)Illinois
Registered Investment Advisory firm - (1/8/2008 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2008 Terminated)Iowa
Registered Investment Advisory firm - (1/11/2008 Terminated)Maryland
Registered Investment Advisory firm - (1/31/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (1/14/2008 Terminated)New Jersey
Registered Investment Advisory firm - (1/10/2008 Terminated)North Carolina
Registered Investment Advisory firm - (1/10/2008 Terminated)Ohio
Registered Investment Advisory firm - (1/10/2008 Terminated)Texas
Registered Investment Advisory firm - (1/10/2008 Terminated)Virginia
Registered Investment Advisory firm - (1/17/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/30/2024)
Exams
Current Firm
FI
FREEDOM INVESTMENT MANAGEMENT, INC.
EQIS | NEXUS ADVISORS INC. | FREEDOM INVESTMENT MANAGEMENT, INC. | FREEDOM INVESTMENT MANAGEMENT | FREEDOM INVESTEMENT MANAGEMENT, INC. | FREEDOM ADVISORS | FREEDOM | EQIS CAPITAL MANAGEMENT, INC. | EQIS CAPITAL MANAGEMENT INC. | EQIS CAPITAL MANAGEMENT | EQIS CAPITAL
CRD#: 126052 / SEC#: 801-68642
RIA
Registered Investment Advisory firm - (1/8/2008 Approved)Arizona
Registered Investment Advisory firm - (1/10/2008 Terminated)California
Registered Investment Advisory firm - (1/11/2008 Terminated)Colorado
Registered Investment Advisory firm - (1/15/2008 Terminated)Connecticut
Registered Investment Advisory firm - (1/10/2008 Terminated)Florida
Registered Investment Advisory firm - (1/14/2008 Terminated)Idaho
Registered Investment Advisory firm - (1/10/2008 Terminated)Illinois
Registered Investment Advisory firm - (1/8/2008 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2008 Terminated)Iowa
Registered Investment Advisory firm - (1/11/2008 Terminated)Maryland
Registered Investment Advisory firm - (1/31/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (1/14/2008 Terminated)New Jersey
Registered Investment Advisory firm - (1/10/2008 Terminated)North Carolina
Registered Investment Advisory firm - (1/10/2008 Terminated)Ohio
Registered Investment Advisory firm - (1/10/2008 Terminated)Texas
Registered Investment Advisory firm - (1/10/2008 Terminated)Virginia
Registered Investment Advisory firm - (1/17/2008 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 Constitution Plz Fl 7, Hartford, CT 06103-1703
Mailing Address
Phone number
(860) 291-1998
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 605,511,089 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
