TW
Thomas A. Wittkopf
GATEWAY WEALTH PARTNERS
EAGLE RIVER, WI 54521
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CRD#: 3105586
TW
Professional summary
Thomas Allen Wittkopf, who also goes by Tom Wittkopf, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Eagle River, Wisconsin and LPL FINANCIAL LLC located in Eagle River, Wisconsin.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Wittkopf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 06/05/2023 - Gateway Financial Partners, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/17/2023 - 5 Hr/Mth 2) 06/05/2023 - Gateway Financial Partners, LLC - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 03/17/2023 - 5 Hr/Mth 3) 06/05/2023 - Great North Bank - President & CEO - Inv Rel - Florence, WI - Financial Institution Duty - Start: 04/27/1997 - 80 Hours Per Month/ 20 Hours During Securities Trading 4) 06/05/2023 - Great North Bank - For-Profit Board Member - Chairman of the Board - Inv Rel - Florence, WI - Start: 06/01/2000 - 4 Hr/Mth - Time Spent 5% 5) 06/05/2023 - Witt Guns & Ammo - Business Owner - Non-Inv Rel - Eagle River, WI - Start: 11/15/2007 - 1 Hr/Mth 6) 06/22/2023 - Gateway Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 03/17/2023 - 5 Hours Per Month/ 5 Hours During Securities Trading - Time Spent 5% - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Allen Wittkopf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2023 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 121 Mill Street, Eagle River, WI 54521RIA
CRD#: 322789
EAGLE RIVER, WI
Current
June 5, 2023 - Present
LPL FINANCIAL LLC
Office #1: 121 Mill St, Eagle River, WI 54521RIA
BD
CRD#: 6413
Eagle River, WI
Past
June 5, 2023 - June 8, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
Eagle River, WI
Past
December 15, 2017 - June 9, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
EAGLE RIVER, WI
Past
December 15, 2017 - June 9, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
EAGLE RIVER, WI
Past
August 17, 2005 - December 15, 2017
SII INVESTMENTS, INC.
RIA
CRD#: 2225
FLORENCE, WI
Past
August 17, 2005 - December 15, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
FLORENCE, WI
Past
January 19, 1999 - August 29, 2005
HARBOUR INVESTMENTS, INC.
BD
CRD#: 19258
MADISON, WI
Past
November 2, 1998 - February 1, 1999
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/5/2023)
RR
Illinois(6/5/2023)
RR
Michigan(6/5/2023)
RR
Minnesota(6/15/2023)
RR
North Carolina(1/12/2024)
RR
West Virginia(6/14/2023)
RR
Wisconsin(6/5/2023)
IAR
Wisconsin(6/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GATEWAY WEALTH PARTNERS, LLC
CRD#: 322789Eagle River, WI 54521TRUST BUT VERIFY
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