Eric A. Trelz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Alan Trelz, who also goes by Eric Alan Trelz, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1999. Eric had worked at 3 firms and has passed the Series 66, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2023 - July 25, 2024
OHANAE SECURITIES LLC
December 14, 2022 - May 16, 2023
ARKONIS CAPITAL LLC
June 21, 2001 - June 3, 2003
UBS FINANCIAL SERVICES INC.
November 9, 1999 - June 3, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
OHANAE SECURITIES LLC
CRD#: 304656 / SEC#: , 8-70389
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
