Lester M. Wohl

PINNACLE FINANCIAL SERVICES

New York, NY 10016

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CRD#: 3105329

Professional summary

Lester Michael Wohl, who also goes by Lester Wohl, is a registered financial advisor currently at PINNACLE FINANCIAL SERVICES, LLC located in New York, New York.

Lester is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Lester has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lester Wohl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LEVINE NEIDER WOHL, LLP- PARTNER IN CPA FIRM//NON INVESTMENT-RELATED//TAX AND ACCOUNTING SERVICES//MAJORITY OF PROFESSIONAL TIME// INDEPENDENT INSURANCE AGENT//INV-REL//INSURANCE SERVICES//APPROX. 10% OF PROFESSIONAL TIME//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lester Michael Wohl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2003 - Present

PINNACLE FINANCIAL SERVICES, LLC

Office #1: 260 Madison Avenue 15th Floor, New York, NY 10016

RIA

CRD#: 125425

New York, NY

Past

January 3, 2003 - December 2, 2003

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

August 14, 1998 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/19/2021)

IAR

North Carolina
(7/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/19/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/13/1998

General Securities Representative Examination

Current Firm

PINNACLE FINANCIAL SERVICES, LLC

LEVINE, NEIDER WOHL LLP | PINNACLE FINANCIAL SERVICES, LLC | PINNACLE FINANCIAL SERVICES LLC | NEIDER & WOHL, LLP

CRD#: 125425 / SEC#:

California

Registered Investment Advisory firm - (10/9/2025 Terminated)

Connecticut

Registered Investment Advisory firm - (11/27/2012 Terminated)

Florida

Registered Investment Advisory firm - (11/27/2012 Terminated)

Massachusetts

Registered Investment Advisory firm - (11/27/2012 Terminated)

New Jersey

Registered Investment Advisory firm - (4/18/2024 Terminated)

New York

Registered Investment Advisory firm - (5/6/2003 Approved)

North Carolina

Registered Investment Advisory firm - (7/22/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/3/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

260 Madison Avenue 15th Floor, New York, NY 10016

Mailing Address

Phone number

(212) 949-0900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lester M. Wohl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lester Michael Wohl's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINNACLE FINANCIAL SERVICES, LLC

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/19/2003

Series 63

Date: 10/29/1998

Series 7

Date: 8/13/1998

Current Firm

PINNACLE FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

PINNACLE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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