Wilfredo Mendez Morales
Professional summary
Wilfredo Mendez Morales, CFP®, who also goes by Wilfredo Mendez, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Maitland, Florida.
Wilfredo is registered as a RR (Registered Representative) and started their career in finance in 1998. Wilfredo has worked at 7 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wilfredo Mendez Morales's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
October 15, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: Maitland Promenade Ii Building 495 North Keller Road Suite 150, Maitland, FL 32751February 22, 2022 - July 3, 2025
STATE FARM INVESTMENT MANAGEMENT CORP.
October 14, 2020 - July 3, 2025
STATE FARM VP MANAGEMENT CORP.
August 27, 2019 - October 11, 2019
STATE FARM VP MANAGEMENT CORP.
September 23, 2010 - August 28, 2017
ALLSTATE FINANCIAL ADVISORS, LLC
June 2, 2009 - August 28, 2017
ALLSTATE FINANCIAL SERVICES, LLC
October 26, 1998 - May 27, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
October 21, 1998 - July 3, 2006
IDS LIFE INSURANCE COMPANY
October 21, 1998 - May 27, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Maitland, FL 32751TRUST BUT VERIFY
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