RP
Robert L. Pragnell
APEX STRATEGIC WEALTH
CHATTANOOGA, TN 37409
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CRD#: 3105233
RP
Professional summary
Robert Leonard Pragnell V, who also goes by Bobby Pragnell, Robert Leonard Pragnell, is a registered financial advisor currently at APEX STRATEGIC WEALTH, LLC located in Chattanooga, Tennessee and LPL FINANCIAL LLC located in Chattanooga, Tennessee.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bobby Pragnell | Robert Leonard Pragnell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/12/2010 - McGee Pragnell Band - Not Investment Related - Other-Musician - Time Spent: 5%. 2. 6/30/2020 - APEX Strategic Wealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - CCO/OSJ - Started 03/16/2020 - 120 Hours Per Month During Securities Trading - I provide Compliance/Supervision services through APEX Strategic Wealth, LLC, an independent investment advisor firm. I started this business activity on 06/2020. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial 3. 03/16/2022 - Simplicity- Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 03/15/2022 - 4 Hours Per Month/2 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Leonard Pragnell V's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2020 - Present
APEX STRATEGIC WEALTH, LLC
Office #1: 3800 St. Elmo Ave. Suite 305, Chattanooga, TN 37409RIA
CRD#: 308569
CHATTANOOGA, TN
Current
January 5, 2010 - Present
LPL FINANCIAL LLC
Office #1: 3800 Saint Elmo Ave Ste 305, Chattanooga, TN 37409RIA
BD
CRD#: 6413
CHATTANOOGA, TN
Past
April 21, 2021 - October 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
HIXSON, TN
Past
January 29, 2018 - June 25, 2020
INNOVATIVE ADVISORY PARTNERS, LLC
RIA
CRD#: 156135
HIXSON, TN
Past
January 8, 2010 - November 25, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
HIXSON, TN
Past
January 30, 2004 - January 8, 2010
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
CHATTANOOGA, TN
Past
April 25, 2003 - January 8, 2010
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
CHATTANOOGA, TN
Past
November 10, 1999 - April 28, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
September 8, 1998 - October 28, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 8, 1998 - October 28, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
APEX STRATEGIC WEALTH, LLC
APEX STRATEGIC WEALTH, LLC | SOLOMONWOOD, LLC | BRIDGETOWN INVESTMENT COUNSEL
CRD#: 308569 / SEC#: 801-118732
RIA
Registered Investment Advisory firm - (5/15/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/18/2011)
RR
California(11/15/2011)
RR
Florida(11/3/2016)
RR
Georgia(1/5/2010)
RR
Illinois(1/5/2010)
RR
Indiana(8/17/2011)
RR
Louisiana(11/19/2010)
IAR
Louisiana(6/2/2020)
RR
Maryland(3/21/2023)
RR
Mississippi(3/10/2023)
RR
Nevada(1/21/2025)
RR
New York(5/7/2020)
RR
North Carolina(1/3/2013)
RR
Ohio(5/11/2015)
RR
Pennsylvania(6/13/2019)
RR
South Carolina(8/17/2011)
RR
Tennessee(1/5/2010)
IAR
Tennessee(5/27/2020)
RR
Texas(4/5/2011)
IAR
Texas(5/23/2020)
RR
Virginia(6/13/2019)
RR
Washington(8/17/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AS
APEX STRATEGIC WEALTH, LLC
APEX STRATEGIC WEALTH, LLC | SOLOMONWOOD, LLC | BRIDGETOWN INVESTMENT COUNSEL
CRD#: 308569 / SEC#: 801-118732
RIA
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Contact information
Main Address
3800 St. Elmo Ave. Suite 305, Chattanooga, TN 37409
Mailing Address
Phone number
(423) 267-0046
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,331 |
| AUM (Assets Under Management) | $ 227,271,694 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APEX STRATEGIC WEALTH, LLC
CRD#: 308569Chattanooga, TN 37409TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
