Joshua D. Mudse

ATLAS

Sneads Ferry, NC

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CRD#: 3105171

Professional summary

Joshua Darrin Mudse, CFP®, who also goes by Joshua Darren Mudse, is a registered financial advisor currently at ATLAS located in Sneads Ferry, North Carolina.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Joshua has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua Darren Mudse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Associate Vice President of Client Services at Synergy Private, located in Sneads Ferry, NC. Non-investment related. Start date: 05.14.2025; Approximately 40 hours per week. Family Office Services include: Manage client projects involving accounting, tax preparation and business filings, coordinate execution of tax strategies, legal documents, and banking needs, coordinate collaboration of internal and external professional advisors, and develop internal processes for service delivery.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Darrin Mudse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 10409

SYLVANIA, OH

Past

March 29, 2001 - March 19, 2013

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SYLVANIA, OH

Past

February 27, 2001 - March 19, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SYLVANIA, OH

Past

August 29, 1998 - September 3, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS

ATFS ADVISERS | ATLAS | ATFS ADVISERS LLC

CRD#: 324191 / SEC#: 801-128722

RIA

Registered Investment Advisory firm - (9/28/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/5/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/1/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/13/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/17/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/17/2004

General Securities Sales Supervisor - Options Module Examination

Current Firm

ATLAS

ATFS ADVISERS | ATLAS | ATFS ADVISERS LLC

CRD#: 324191 / SEC#: 801-128722

RIA

Registered Investment Advisory firm - (9/28/2023 Approved)

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Contact information

Main Address

Frisco, TX

Mailing Address

Phone number

(805) 557-8713

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (9/3/2025)

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 121,329,112

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua D. Mudse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Darrin Mudse's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONEASCENT FINANCIAL SERVICES LLC

FAMILY FINANCIAL

RUNNING POINT CAPITAL ADVISORS LLC

CARNEGIE INVESTMENT COUNSEL

MUNN WEALTH MANAGEMENT, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

ATLAS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/2004

Series 63

Date: 3/5/2001

SIE

Date: 7/1/2015

Series 7

Date: 2/20/2001

Series 6

Date: 8/13/1998

Series 10

Date: 8/17/2004

Series 9

Date: 8/17/2004

Current Firm

ATLAS

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLAS

TRUST BUT VERIFY

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