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NP

Nicole C. Powers-heinig

REHMANN FINANCIAL NETWORK
Detroit, MI 48226
Some features on this profile are disabled
CRD#: 3105164
NP

Professional summary

Nicole Claudette Powers-heinig, who also goes by Nicole Nelson, Nicole Claudette Powers, Nicole Powers, Nicole Claudette Powers-heining, Nicole Claudette Powerschynn, Nicole Powers-heinig, is a registered financial professional currently at REHMANN FINANCIAL NETWORK, LLC located in Detroit, Michigan.

Nicole is registered as a RR (Registered Representative) and started their career in finance in 1999. Nicole has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 24 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nicole Nelson | Nicole Claudette Powers | Nicole Powers | Nicole Claudette Powers-Heining | Nicole Claudette Powerschynn | Nicole Powers-Heinig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicole Claudette Powers-heinig's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 15, 2024 - Present

REHMANN FINANCIAL NETWORK, LLC

Office #1: 1249 Griswold Street Suite 201, Detroit, MI 48226
BD
CRD#: 165027
Detroit, MI
Past

December 11, 2018 - November 8, 2023

REHMANN FINANCIAL NETWORK, LLC

BD
CRD#: 165027
LANSING, MI
Past

October 12, 2015 - December 6, 2018

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
LANSING, MI
Past

June 22, 2011 - June 2, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
EAST LANSING, MI
Past

June 13, 2011 - June 2, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
EAST LANSING, MI
Past

September 15, 2009 - January 24, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
IRVINE, CA
Past

September 10, 2009 - January 24, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
IRVINE, CA
Past

June 1, 2009 - September 11, 2009

MORGAN STANLEY

RIA
CRD#: 149777
NEWPORT BEACH, CA
Past

June 1, 2009 - September 11, 2009

MORGAN STANLEY

BD
CRD#: 149777
NEWPORT BEACH, CA
Past

May 14, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
NEWPORT BEACH, CA
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEWPORT BEACH, CA
Past

May 15, 2001 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
NEWPORT BEACH, CA
Past

August 11, 2000 - December 6, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

August 31, 1999 - August 1, 2000

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/13/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/17/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 4/11/2008
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/30/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/15/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/24/2013
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

RF
REHMANN FINANCIAL NETWORK, LLC
REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027 / SEC#: , 8-69134

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
4086 Legacy Parkway, Lansing, MI 48911
Mailing Address
4086 Legacy Parkway, Lansing, MI 48911
Phone number
(517) 316-2400
Established
Michigan since 07/06/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REHMANN FINANCIAL GROUP, LLCPARENT COMPANY
GOODIN, DIANE MARIEFINOP/PFO3117840
KNIPPING, RONALD LEWISCEO2490894
SPITZLEY, NICOLE ANNECCO/POO5526351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027Detroit, MI 48226

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