MZ
Michael J. Zarich
BOK FINANCIAL PRIVATE WEALTH
HOUSTON, TX 77056
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CRD#: 3105079
MZ
Professional summary
Michael Joseph Zarich is a registered financial advisor currently at BOK FINANCIAL PRIVATE WEALTH, INC. located in Houston, Texas and BOK FINANCIAL SECURITIES, INC. located in Houston, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 6 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Name: Alliance of Community Assistance Ministries Location: 10200 Richmond Ave., Ste. 110, Houston, TX 77042 Investment related (y/n): n Start date: October 2025 Position held: Board of Director Nature of outside business: support for non-profits Hrs/mo: 4 Hrs/mo during securities trading: 0 Brief description of duties: The board role is an at-large position; to participate on one committee (Fundraising) and advisory council (Resource Advancement Council).
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Zarich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2022 - Present
BOK FINANCIAL PRIVATE WEALTH, INC.
Office #1: 3009 Post Oak Boulevard Suite 1300, Houston, TX 77056RIA
CRD#: 106733
HOUSTON, TX
Current
November 21, 2022 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 3009 Post Oak Blvd. Ste. 1300, Houston, TX 77056RIA
BD
CRD#: 17530
Houston, TX
Current
August 9, 2022 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 3009 Post Oak Blvd. Ste. 1300, Houston, TX 77056RIA
BD
CRD#: 17530
Houston, TX
Past
July 20, 2007 - May 6, 2015
REK ADVISORS, INC.
RIA
CRD#: 108198
HOUSTON, TX
Past
December 7, 1999 - December 31, 2005
STANFORD GROUP COMPANY
RIA
CRD#: 39285
HOUSTON, TX
Past
July 31, 1999 - December 31, 2005
STANFORD GROUP COMPANY
BD
CRD#: 39285
HOUSTON, TX
Past
August 20, 1998 - January 19, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 20, 1998 - January 19, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BOK FINANCIAL PRIVATE WEALTH, INC.
BOK FINANCIAL PRIVATE WEALTH, INC. | THE MILESTONE GROUP, INC. | MILESTONE WEALTH MANAGEMENT | MILESTONE INVESTMENT MANAGEMENT AND RESEARCH | MILESTONE GROUP INC | MILESTONE CAPITAL PARTNERS | MILESTONE CAPITAL MANAGEMENT | MILESTONE ASSET MANAGEMENT | COBIZ WEALTH
CRD#: 106733 / SEC#: 801-51401
RIA
Registered Investment Advisory firm - (3/6/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/17/2023)
RR
Arkansas(11/7/2022)
RR
California(9/18/2023)
IAR
Colorado(2/25/2022)
RR
District of Columbia(10/23/2024)
RR
Florida(10/4/2023)
IAR
Oklahoma(2/25/2022)
IAR
Texas(2/25/2022)
RR
Texas(9/19/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BOK FINANCIAL PRIVATE WEALTH, INC.
BOK FINANCIAL PRIVATE WEALTH, INC. | THE MILESTONE GROUP, INC. | MILESTONE WEALTH MANAGEMENT | MILESTONE INVESTMENT MANAGEMENT AND RESEARCH | MILESTONE GROUP INC | MILESTONE CAPITAL PARTNERS | MILESTONE CAPITAL MANAGEMENT | MILESTONE ASSET MANAGEMENT | COBIZ WEALTH
CRD#: 106733 / SEC#: 801-51401
RIA
Registered Investment Advisory firm - (3/6/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1600 Broadway 4th Floor, Denver, CO 80202
Mailing Address
Phone number
(303) 539-0100
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,179 |
| AUM (Assets Under Management) | $ 3,185,223,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 12/18/2024 | ||
| 08/25/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
