Chester B. Lippitt
Professional summary
Chester Brock Lippitt was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Chester is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Chester had worked at 14 firms, which includes TOLUCA PACIFIC SECURITIES CORP., FITZGERALD TALMAN INC., GRAYSTONE NASH INC., SECURITY TRADERS INC., DOMIK CORP., AMERICAN FRONTEER FINANCIAL CORPORATION, FESENMYER & CO. INC., DOUGLASS & CO. INCORPORATED, DOUGLASS ROE STANAT & CO INCORPORATED, DOUGLAS STANAT & COMPANY INC, HANIFEN IMHOFF INC., B.C. CHRISTOPHER SECURITIES CO., ENTERPRISE FUND DISTRIBUTORS INC., SUDLER & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1989 - March 28, 1997
TOLUCA PACIFIC SECURITIES CORP.
October 15, 1984 - January 11, 1989
FITZGERALD, TALMAN, INC.
August 12, 1982 - August 31, 1984
GRAYSTONE NASH, INC.
September 17, 1978 - July 30, 1982
SECURITY TRADERS, INC.
June 20, 1978 - August 17, 1979
DOMIK CORP.
December 11, 1975 - June 14, 1976
AMERICAN FRONTEER FINANCIAL CORPORATION
June 22, 1974 - December 31, 1975
FESENMYER & CO., INC.
March 22, 1974 - September 6, 1976
DOUGLASS & CO. INCORPORATED
October 23, 1973 - March 22, 1974
DOUGLASS ROE STANAT & CO INCORPORATED
September 20, 1973 - October 23, 1973
DOUGLAS STANAT & COMPANY INC
January 8, 1973 - September 17, 1973
HANIFEN, IMHOFF INC.
December 3, 1971 - January 18, 1973
B.C. CHRISTOPHER SECURITIES CO.
September 28, 1971 - December 26, 1971
ENTERPRISE FUND DISTRIBUTORS, INC.
August 4, 1969 - January 1, 1971
SUDLER & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/22/1960
Registered Representative ExaminationSeries 00
Date: 3/9/1973
General Securities Principal ExaminationCurrent Firm
TOLUCA PACIFIC SECURITIES CORP.
CRD#: 13875 / SEC#: , 8-29814
Contact information
Documents
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