SA

Steven B. Alexson

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CRD#: 3104828
SA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Brett Alexson was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 2011. Steven had worked at 11 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 30, 2024 - May 2, 2024

LIGHT LANE MANAGEMENT

RIA
CRD#: 329647
ALISO VIEJO, CA
Past

April 12, 2021 - January 4, 2022

PAULSON INVESTMENT ADVISORS, LLC

RIA
CRD#: 304328
LAKE OSWEGO, OR
Past

April 1, 2021 - January 3, 2022

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
Beverly Hills, CA
Past

May 26, 2020 - September 4, 2020

NUVEST CAPITAL MANAGEMENT

RIA
CRD#: 308496
IRVINE, CA
Past

January 21, 2020 - April 5, 2021

GCMI SECURITIES CORP.

BD
CRD#: 139520
IRVINE, CA
Past

September 11, 2019 - February 5, 2020

LPL FINANCIAL LLC

RIA
CRD#: 6413
NEWPORT BEACH, CA
Past

September 10, 2019 - February 5, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
NEWPORT BEACH, CA
Past

February 22, 2019 - September 10, 2019

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

November 9, 2015 - January 17, 2020

ALEXSON INVESTMENT GROUP

RIA
CRD#: 281850
San Clemente, CA
Past

November 16, 2012 - October 30, 2013

LEHRER MANAGEMENT CO INC

RIA
CRD#: 107995
SAN JOSE, CA
Past

December 15, 2011 - November 6, 2012

TRW INVESTMENTS

RIA
CRD#: 145901
LOS ANGELES, CA
Past

October 24, 2011 - November 6, 2015

ALPHA CUBED INVESTMENTS, LLC

RIA
CRD#: 159347
IRVINE, CA
Past

October 10, 2011 - October 24, 2011

TRW INVESTMENTS

RIA
CRD#: 145901
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 4/5/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/15/2018
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


LL
LIGHT LANE MANAGEMENT
LIGHT LANE MANAGEMENT

CRD#: 329647 / SEC#: 801-129416

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Contact information


Main Address
Aliso Viejo, CA
Mailing Address
Phone number
(714) 328-0538
Established
Firm type
Fiscal year end
# of Employees
1
0

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIGHT LANE MANAGEMENT

CRD#: 329647

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