Steven B. Alexson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Brett Alexson was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2011. Steven had worked at 11 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2024 - May 2, 2024
LIGHT LANE MANAGEMENT
April 12, 2021 - January 4, 2022
PAULSON INVESTMENT ADVISORS, LLC
April 1, 2021 - January 3, 2022
PAULSON INVESTMENT COMPANY LLC
May 26, 2020 - September 4, 2020
NUVEST CAPITAL MANAGEMENT
January 21, 2020 - April 5, 2021
GCMI SECURITIES CORP.
September 11, 2019 - February 5, 2020
LPL FINANCIAL LLC
September 10, 2019 - February 5, 2020
LPL FINANCIAL LLC
February 22, 2019 - September 10, 2019
EMERSON EQUITY LLC
November 9, 2015 - January 17, 2020
ALEXSON INVESTMENT GROUP
November 16, 2012 - October 30, 2013
LEHRER MANAGEMENT CO INC
December 15, 2011 - November 6, 2012
TRW INVESTMENTS
October 24, 2011 - November 6, 2015
ALPHA CUBED INVESTMENTS, LLC
October 10, 2011 - October 24, 2011
TRW INVESTMENTS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 4/5/2019
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/15/2018
General Securities Representative ExaminationCurrent Firm
LIGHT LANE MANAGEMENT
CRD#: 329647 / SEC#: 801-129416
Contact information
Documents
Red Flags
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