A M. Lipper

LIPPER ADVISORY SERVICES

SUMMIT, NJ 07901

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CRD#: 310482

Professional summary

A Michael Lipper is a registered financial advisor currently at LIPPER ADVISORY SERVICES INC located in Summit, New Jersey.

A is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1967. A has worked at 4 firms and has passed the Series 65, Series 63, Series 16, Series 000, Series 1, F04 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view A Michael Lipper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2012 - Present

LIPPER ADVISORY SERVICES INC

Office #1: 85 Hobart Avenue, Summit, NJ 07901

RIA

CRD#: 107283

SUMMIT, NJ

Past

April 17, 1975 - May 1, 2002

LIPPER ANALYTICAL SECURITIES CORPORATION

CRD#: 6837

SUMMIT, NJ

Past

April 29, 1974 - July 4, 1974

S.G. WARBURG & CO. INC.

CRD#: 1483

Past

December 6, 1967 - September 15, 1972

ARTHUR LIPPER CORPORATION

CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIPPER ADVISORY SERVICES INC

CRD#: 107283 / SEC#: 801-39851

RIA

Registered Investment Advisory firm - (9/16/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/11/2012)

IAR

New Jersey
(11/9/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 16

Date: 2/27/1970

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 000

Date: 2/19/1962

General Securities Principal Examination

General Industry/Product Exam

Series 1

Date: 2/19/1962

Registered Representative Examination

Principal/Supervisory Exam

F04

Date: 3/24/1975

Financial Principal Examination

Principal/Supervisory Exam

Series 40

Date: 11/27/1967

Registered Principal Examination

Current Firm

LIPPER ADVISORY SERVICES INC

CRD#: 107283 / SEC#: 801-39851

RIA

Registered Investment Advisory firm - (9/16/1991 Approved)

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Contact information

Main Address

Summit, NJ

Mailing Address

Phone number

(908) 273-2454

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAS - ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 142,996,836

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

A M. Lipper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view A Michael Lipper's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIPPER ANALYTICAL SECURITIES CORPORATION

S.G. WARBURG & CO. INC.

ARTHUR LIPPER CORPORATION

Primary Firm SEC Registration

LIPPER ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/1996

Series 63

Date: 1/11/1996

Series 16

Date: 2/27/1970

Series 000

Date: 2/19/1962

Series 1

Date: 2/19/1962

F04

Date: 3/24/1975

Series 40

Date: 11/27/1967

Current Firm

LIPPER ADVISORY SERVICES INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIPPER ADVISORY SERVICES INC

TRUST BUT VERIFY

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