Lacedric D. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lacedric Deshawn Williams, who also goes by Lacedric Williams, was a registered financial advisor .
Lacedric is a previously registered financial advisor and started their career in finance in 1999. Lacedric had worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2004 - September 20, 2004
LEO BROKERAGE, LLC
February 24, 2004 - September 20, 2004
LEO BROKERAGE, LLC
February 2, 1999 - January 16, 2003
WORLD CHOICE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEO BROKERAGE, LLC
CRD#: 109121 / SEC#: 801-57022, 8-53487
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
