Kevin S. Smith
Professional summary
Kevin Scott Smith, who also goes by Kevin Smith, is a registered financial professional currently at AMERICAN FIDELITY SECURITIES, INC. located in Oklahoma City, Oklahoma.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 4 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Scott Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2020 - Present
AMERICAN FIDELITY SECURITIES, INC.
Office #1: 9000 Cameron Parkway, Oklahoma City, OK 73114-3701November 29, 2002 - January 28, 2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 29, 2002 - January 28, 2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 7, 2000 - December 2, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 1999 - December 2, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 1998 - December 9, 1999
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2021)
Exams
Series 6TO
Date: 2/8/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
AMERICAN FIDELITY SECURITIES, INC.
CRD#: 11852 / SEC#: , 8-15123
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FIDELITY ASSURANCE COMPANY | SHAREHOLDER | |
| BOLDEN, TIMOTHY H | DIRECTOR | 5376036 |
| COLON, TARYN K | ASSISTANT VICE PRESIDENT, TREASURER, FINOP PRINCIPAL, AND PRINCIPAL FINANCIAL OFFICER | 7642942 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GRANT, ANGELA FAITH | DIRECTOR | 4176509 |
| KEELING, COURTNEY DANAE | ASSISTANT VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 7675059 |
| KENNEY, CHRISTOPHER THOMAS | CHAIRMAN OF THE BOARD, CEO, AND PRESIDENT | 5452832 |
| OVERFIELD, LINDA E | ASSISTANT VICE PRESIDENT |
Disclosures
| Regulatory Event | 1 |
Red Flags
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