John M. D'agostino
Professional summary
John Michael D'agostino, CIMA®, who also goes by John M. D'agostino, John Michael Dagostino, is a registered financial professional currently at HEITMAN SECURITIES LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael D'agostino's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2023 - Present
HEITMAN SECURITIES LLC
Office #1: 110 N. Wacker Drive Suite 4000, Chicago, IL 60606January 26, 2021 - September 28, 2023
PENTEGRA DISTRIBUTORS INC.
February 11, 2020 - January 6, 2021
IMST DISTRIBUTORS, LLC
February 13, 2019 - July 1, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 13, 2012 - February 2, 2018
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
June 29, 2011 - March 16, 2012
SANFORD C. BERNSTEIN & CO., LLC
November 9, 2004 - June 20, 2011
ALLIANCEBERNSTEIN INVESTMENTS, INC.
August 20, 1998 - September 24, 2004
TRANSAMERICA INVESTORS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2024)
Exams
FINRA
Current Firm
HEITMAN SECURITIES LLC
CRD#: 13620 / SEC#: , 8-29393
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HEITMAN FINANCIAL SERVICES LLC | SOLE MEMBER | |
| ANGELOS, VASELEKE VICKY | EXECUTIVE VICE PRESIDENT | 4335346 |
| BARSKY, SCOTT | SENIOR VICE PRESIDENT | 8042206 |
| D'AGOSTINO, JOHN MICHAEL | SENIOR VICE PRESIDENT | 3104389 |
| HANSON, GABRIELLE PORTER | SENIOR VICE PRESIDENT | 7050637 |
| INGALL, LEWIS STEVEN | SENIOR MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | 4340352 |
| MANCUSO, JOHN ARTHUR | MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT | 6534363 |
| MCCARTHY, THOMAS DONOVAN | SENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | 2540415 |
| NICCHIA, LISA MARIE | SENIOR VICE PRESIDENT | 6747303 |
| POLITO, CHRISTINA ANN MISS | EXECUTIVE VICE PRESIDENT | 5418579 |
| RIEGER, EDWARD FRANCIS | SENIOR VICE PRESIDENT | 4361855 |
Red Flags
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