Kristine A. D'esterhazy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristine Abra D'esterhazy, CFP®, who also goes by Kristine Elizabeth Abra, was a registered financial professional .
Kristine is a previously registered financial professional and started their career in finance in 1998. Kristine had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
March 21, 2013 - October 26, 2016
PARAGON WEALTH STRATEGIES, LLC.
October 12, 2000 - August 4, 2003
VSR FINANCIAL SERVICES, INC.
December 23, 1999 - October 17, 2000
NYLIFE DISTRIBUTORS LLC
December 22, 1999 - October 16, 2000
NYLIFE SECURITIES LLC
August 20, 1998 - December 7, 1999
TRANSAMERICA INVESTORS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARAGON WEALTH STRATEGIES, LLC.
CRD#: 146543 / SEC#: 801-79640
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,501 |
| AUM (Assets Under Management) | $ 456,298,012 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
